Title 10 — Armed Forces
Part V · Chapter 303 — Research and Engineering Activities
§ 4061. Defense Research and Development Rapid Innovation Program
Statutory text
Program Established.—
The Secretary of Defense shall establish a competitive, merit-based program to enable and assist small businesses to accelerate the commercialization of various technologies, including critical technologies developed pursuant to phase II Small Business Innovation Research Program projects, phase II Small Business Technology Transfer Program projects, technologies developed by the defense laboratories, capabilities developed through competitively awarded prototype agreements and other innovative technologies (including dual use technologies).
The purpose of this program is to stimulate innovative technologies and reduce acquisition or lifecycle costs, address technical risks, improve the timeliness and thoroughness of test and evaluation outcomes, support the integration of such products, and rapidly insert such products directly in support of primarily major defense acquisition programs, but also other defense acquisition programs that meet critical national security needs.
Guidelines.—
The Secretary shall issue guidelines for the operation of the program. At a minimum such guidance shall provide for the following:
The issuance of one or more broad agency announcements or the use of any other competitive or merit-based processes by the Department of Defense for candidate proposals in support of primarily major defense acquisition programs, but also other defense acquisition programs as described in subsection (a).
The review of candidate proposals by the Department of Defense and by each Office of Small Business Programs of each military department and the merit-based selection of the most promising cost-effective proposals for funding through contracts, cooperative agreements, and other transactions for the purposes of carrying out the program.
The total amount of funding provided to any project under the program from funding provided under subsection (d) shall not exceed $6,000,000.
No project shall receive more than a total of two years of funding under the program from funding provided under subsection (d), unless the Secretary, or the Secretary’s designee, approves funding for any additional year.
Mechanisms to facilitate transition of follow-on or current projects carried out under the program into defense acquisition programs, through the use of the authorities of section 4004 of this title or such other authorities as may be appropriate to conduct further testing, low rate production, or full rate production of technologies developed under the program.
Projects are selected using merit-based selection procedures and the selection of projects is not subject to undue influence by Congress or other Federal agencies.
A preference under the program for funding small business concerns.
Treatment Pursuant to Certain Congressional Rules.—
Nothing in this section shall be interpreted to require or enable any official of the Department of Defense to provide funding under this section to any earmark as defined pursuant to House Rule XXI, clause 9, or any congressionally directed spending item as defined pursuant to Senate Rule XLIV, paragraph 5.
Funding.—
Subject to the availability of appropriations for such purpose and to the limitation under paragraph (2), the amounts authorized to be appropriated for research, development, test, and evaluation for a fiscal year may be used for such fiscal year for the program established under subsection (a).
During any fiscal year, the total amount of awards in an amount greater than $6,000,000 made under the program established under subsection (a) may not exceed 25 percent of the amount made available to carry out such program during such fiscal year.
Transfer Authority.—
The Secretary may transfer funds available for the program to the research, development, test, and evaluation accounts of a military department, defense agency, or the unified combatant command for special operations forces pursuant to a proposal, or any part of a proposal, that the Secretary determines would directly support the purposes of the program.
The transfer authority provided in this subsection is in addition to any other transfer authority available to the Department of Defense.
Legislative history
Reconstructed from this section’s Code source credit and amendment notes, resolved against the local Statutes at Large. Editorial notes are evidence, not the law that made the change.
John S. McCain National Defense Authorization Act for Fiscal Year 2019
Pub. L. 115–232 div. A title II § 224(a)(1) · 132 Stat. 1636
Enacted · 10 U.S.C. § 4061
Added Pub. L. 115–232, div. A, title II, § 224(a)(1), Aug. 13, 2018, 132 Stat. 1683, § 2359a
Source evidence
Code source credit
Added Pub. L. 115–232, div. A, title II, § 224(a)(1), Aug. 13, 2018, 132 Stat. 1683, § 2359aEnacted provision · exact public law section
(1) In general.— Chapter 139 of title 10, United States Code, is amended by inserting after section 2359 the following new section: “§ 2359a. Defense Research and Development Rapid Innovation Program “(a) Program Established.— (1) The Secretary of Defense shall establish a competitive, merit-based program to accelerate the fielding of technologies developed pursuant to phase II Small Business Innovation Research Program projects, technologies developed by the defense laboratories, and other innovative technologies (including dual use technologies). “(2) The purpose of this program is to stimulate innovative technologies and reduce acquisition or lifecycle costs, address technical risks, improve the timeliness and thoroughness of test and evaluation outcomes, and rapidly insert such products directly in support of primarily major defense acquisition programs, but also other defense acquisition programs that meet critical national security needs. “(b) Guidelines.— The Secretary shall issue guidelines for the operation of the program. At a minimum such guidance shall provide for the following: “(1) The issuance of one or more broad agency announcements or the use of any other competitive or merit-based processes by the Department of Defense for candidate proposals in support of defense acquisition programs as described in subsection (a). “(2) The review of candidate proposals by the Department of Defense and by each military department and the merit-based selection of the most promising cost-effective proposals for funding through contracts, cooperative agreements, and other transactions for the purposes of carrying out the program. “(3) The total amount of funding provided to any project under the program from funding provided under subsection (d) shall not exceed $3,000,000, unless the Secretary, or the Secretary’s designee, approves a larger amount of funding for the project. “(4) No project shall receive more than a total of two years of funding under the program from funding provided under subsection (d), unless the Secretary, or the Secretary’s designee, approves funding for any additional year. “(5) Mechanisms to facilitate transition of follow-on or current projects carried out under the program into defense acquisition programs, through the use of the authorities of section 2302e of this title or such other authorities as may be appropriate to conduct further testing, low rate production, or full rate production of technologies developed under the program. “(6) Projects are selected using merit-based selection procedures and the selection of projects is not subject to undue influence by Congress or other Federal agencies. “(c) Treatment Pursuant to Certain Congressional Rules.— Nothing in this section shall be interpreted to require or enable any official of the Department of Defense to provide funding under this section to any earmark as defined pursuant to House Rule XXI, clause 9, or any congressionally directed spending item as defined pursuant to Senate Rule XLIV, paragraph 5. “(d) Funding.— Subject to the availability of appropriations for such purpose, the amounts authorized to be appropriated for research, development, test, and evaluation for a fiscal year may be used for such fiscal year for the program established under subsection (a). “(e) Transfer Authority.— (1) The Secretary may transfer funds available for the program to the research, development, test, and evaluation accounts of a military department, defense agency, or the unified combatant command for special operations forces pursuant to a proposal, or any part of a proposal, that the Secretary determines would directly support the purposes of the program. “(2) The transfer authority provided in this subsection is in addition to any other transfer authority available to the Department of Defense.” .National Defense Authorization Act for Fiscal Year 2020
Pub. L. 116–92 § 878(a)(1) · 133 Stat. 1198
Inserted · 10 U.S.C. § 4061(a)(1)
Pub. L. 116–92, § 878(a)(1), inserted “phase II Small Business Technology Transfer Program projects,” after “projects,”
Source evidence
Code amendment note
Subsec. (a)(1). Pub. L. 116–92, § 878(a)(1), inserted “phase II Small Business Technology Transfer Program projects,” after “projects,”.Enacted provision · exact public law section
(1) in subsection (a)(1), by inserting “phase II Small Business Technology Transfer Program projects,” after “projects,”;National Defense Authorization Act for Fiscal Year 2020
Pub. L. 116–92 § 878(a)(2)(A) · 133 Stat. 1198
Substituted · 10 U.S.C. § 4061(b)(3)
Pub. L. 116–92, § 878(a)(2)(A), substituted “$6,000,000.” for “$3,000,000, unless the Secretary, or the Secretary’s designee, approves a larger amount of funding for the project.”
Source evidence
Code amendment note
Subsec. (b)(3). Pub. L. 116–92, § 878(a)(2)(A), substituted “$6,000,000.” for “$3,000,000, unless the Secretary, or the Secretary’s designee, approves a larger amount of funding for the project.”Enacted provision · exact public law section
(A) in paragraph (3), by striking “$3,000,000” and all that follows through the period at the end and inserting “$6,000,000.”; andNational Defense Authorization Act for Fiscal Year 2020
Pub. L. 116–92 § 878(a)(2)(B) · 133 Stat. 1198
Added · 10 U.S.C. § 4061(b)(7)
Pub. L. 116–92, § 878(a)(2)(B), added par. (7)
Source evidence
Code amendment note
Subsec. (b)(7). Pub. L. 116–92, § 878(a)(2)(B), added par. (7).Enacted provision · exact public law section
(B) by adding at the end the following new paragraph: “(7) A preference under the program for funding small business concerns.” ; andNational Defense Authorization Act for Fiscal Year 2020
Pub. L. 116–92 § 878(a)(3) · 133 Stat. 1198
Amended · 10 U.S.C. § 4061(d)
Pub. L. 116–92, § 878(a)(3), designated existing provisions as par. (1)
Inserted · 10 U.S.C. § 4061(d)
Pub. L. 116–92, § 878(a)(3), inserted “and to the limitation under paragraph (2)” after “for such purpose”
Added · 10 U.S.C. § 4061(d)
Pub. L. 116–92, § 878(a)(3), added par. (2)
Source evidence
Code amendment note
Subsec. (d). Pub. L. 116–92, § 878(a)(3), designated existing provisions as par. (1), inserted “and to the limitation under paragraph (2)” after “for such purpose”, and added par. (2).Enacted provision · exact public law section
(3) in subsection (d)— (A) by striking “Subject to” and inserting “(1) Subject to”; (B) in paragraph (1), as so designated, by inserting “and to the limitation under paragraph (2)” after “for such purpose”; and (C) by adding at the end the following new paragraph: “(2) During any fiscal year, the total amount of awards in an amount greater than $3,000,000 made under the program established under subsection (a) may not exceed 25 percent of the amount made available to carry out such program during such fiscal year.” .William M. (Mac) Thornberry National Defense Authorization Act for Fiscal Year 2021
Pub. L. 116–283 § 1842(b) · 134 Stat. 3388
Amended · 10 U.S.C. § 4061
Pub. L. 116–283, § 1842(b), as amended by Pub. L. 117–81, § 1701(q)(1), (u)(3)(B), renumbered section 2359a of this title as this section
Source evidence
Code amendment note
Pub. L. 116–283, § 1842(b), as amended by Pub. L. 117–81, § 1701(q)(1), (u)(3)(B), renumbered section 2359a of this title as this section.Enacted provision · exact public law section
(b) Transfer of Title 10 Sections.— Sections 2359a, 2359b, 2361a, 2358b, 2374a, and 2365 of title 10, United States Code, are transferred to chapter 303 of such title, as added by subsection (a), inserted (in that order) after the table of sections, and redesignated as sections 4061, 4062, 4063, 4064, 4065, and 4066, respectively.Effective date note
Amendment by section 1701(d)(8) of Pub. L. 117–81 to take effect immediately after the amendments made by title XVIII of Pub. L. 116–283 have taken effect, see section 1701(a)(3) of Pub. L. 117–81, set out in a note preceding section 3001 of this title and note below. Amendment by section 1701(q)(1), (u)(3)(B) of Pub. L. 117–81 applicable as if included in the enactment of title XVIII of Pub. L. 116–283 as enacted, see section 1701(a)(2) of Pub. L. 117–81, set out in a note preceding section 3001 of this title and note below. Amendment by Pub. L. 116–283 effective Jan. 1, 2022, with additional provisions for delayed implementation and applicability of existing law, see section 1801(d) of Pub. L. 116–283, set out as a note preceding section 3001 of this title.William M. (Mac) Thornberry National Defense Authorization Act for Fiscal Year 2021
Pub. L. 116–283 § 1883(b)(2) · 134 Stat. 3388
Substituted · 10 U.S.C. § 4061(b)(5)
Pub. L. 116–283, § 1883(b)(2), substituted “section 4004” for “section 2302e”
Target inherited from the preceding amendment note.
Source evidence
Code amendment note
Pub. L. 116–283, § 1883(b)(2), substituted “section 4004” for “section 2302e”.Enacted provision · exact public law section
* * Note: Classifications for Sec. 1883(b)(2): 10 USC 113, 118, 129a, 133b, 139a, 171a, 181, 231a, 483, 1091, 1501a, 1701a, 1706, 1724, 1734, 2113, 2343, 2350b, 2463, 2484, 2583, 2688, 3131, 3136, 3137, 3455, 3862, 3905, 4003, 4008, 4009, 4015, 4061, 4062, 4065, 4146, 4147, 4171, 4172, 4252, 4323, 4324, 4505, 4603, 4660, 4816, 4819, 4863, 4864, 4971, 4981, 7462, 7554, 8481, 8633, 8669b, 9082, 9462. (2) Title 10.— Except as otherwise provided in this title, in title 10, United States Code, each reference in the text of such title to a source section is amended by striking such reference and inserting a reference to the appropriate redesignated section.Effective date note
Amendment by section 1701(d)(8) of Pub. L. 117–81 to take effect immediately after the amendments made by title XVIII of Pub. L. 116–283 have taken effect, see section 1701(a)(3) of Pub. L. 117–81, set out in a note preceding section 3001 of this title and note below. Amendment by section 1701(q)(1), (u)(3)(B) of Pub. L. 117–81 applicable as if included in the enactment of title XVIII of Pub. L. 116–283 as enacted, see section 1701(a)(2) of Pub. L. 117–81, set out in a note preceding section 3001 of this title and note below. Amendment by Pub. L. 116–283 effective Jan. 1, 2022, with additional provisions for delayed implementation and applicability of existing law, see section 1801(d) of Pub. L. 116–283, set out as a note preceding section 3001 of this title.National Defense Authorization Act for Fiscal Year 2022
Pub. L. 117–81 § 1701(d)(8) · 135 Stat. 1541
Substituted · 10 U.S.C. § 4061(b)(5)
Pub. L. 117–81, § 1701(d)(8), which directed the substitution of “section 4004” for “section 2302e”, could not be executed because of the intervening amendment by Pub. L. 116–283, § 1883(b)(2). See note below
Source evidence
Code amendment note
Subsec. (b)(5). Pub. L. 117–81, § 1701(d)(8), which directed the substitution of “section 4004” for “section 2302e”, could not be executed because of the intervening amendment by Pub. L. 116–283, § 1883(b)(2). See note below.Enacted provision · exact public law section
(8) Section 4061 of such title, as transferred and redesignated by section 1842(b) of such Act, is amended in subsection (b)(5) by striking “section 2302e” and inserting “section 4004”.Effective date note
Amendment by section 1701(d)(8) of Pub. L. 117–81 to take effect immediately after the amendments made by title XVIII of Pub. L. 116–283 have taken effect, see section 1701(a)(3) of Pub. L. 117–81, set out in a note preceding section 3001 of this title and note below. Amendment by section 1701(q)(1), (u)(3)(B) of Pub. L. 117–81 applicable as if included in the enactment of title XVIII of Pub. L. 116–283 as enacted, see section 1701(a)(2) of Pub. L. 117–81, set out in a note preceding section 3001 of this title and note below. Amendment by Pub. L. 116–283 effective Jan. 1, 2022, with additional provisions for delayed implementation and applicability of existing law, see section 1801(d) of Pub. L. 116–283, set out as a note preceding section 3001 of this title.National Defense Authorization Act for Fiscal Year 2024
Pub. L. 118–31 § 860(1)(A) · 137 Stat. 136
Inserted · 10 U.S.C. § 4061(a)(1)
Pub. L. 118–31, § 860(1)(A), inserted “to enable and assist small businesses” after “merit-based program” and “capabilities developed through competitively awarded prototype agreements” after “defense laboratories,”
Substituted · 10 U.S.C. § 4061(a)(1)
Pub. L. 118–31, § 860(1)(A), substituted “commercialization of various technologies, including critical technologies” for “fielding of technologies”
Source evidence
Code amendment note
Subsec. (a)(1). Pub. L. 118–31, § 860(1)(A), inserted “to enable and assist small businesses” after “merit-based program” and “capabilities developed through competitively awarded prototype agreements” after “defense laboratories,” and substituted “commercialization of various technologies, including critical technologies” for “fielding of technologies”.Enacted provision · exact public law section
(A) in paragraph (1)— (i) by inserting “to enable and assist small businesses” after “merit-based program”; (ii) by striking “fielding of technologies” and inserting “commercialization of various technologies, including critical technologies”; and (iii) by inserting “capabilities developed through competitively awarded prototype agreements” after “defense laboratories,”; andNational Defense Authorization Act for Fiscal Year 2024
Pub. L. 118–31 § 860(1)(B) · 137 Stat. 136
Inserted · 10 U.S.C. § 4061(a)(2)
Pub. L. 118–31, § 860(1)(B), inserted “support the integration of such products,” after “evaluation outcomes,”
Source evidence
Code amendment note
Subsec. (a)(2). Pub. L. 118–31, § 860(1)(B), inserted “support the integration of such products,” after “evaluation outcomes,”.Enacted provision · exact public law section
(B) in paragraph (2), by inserting “support the integration of such products,” after “evaluation outcomes,”;National Defense Authorization Act for Fiscal Year 2024
Pub. L. 118–31 § 860(2)(A) · 137 Stat. 136
Inserted · 10 U.S.C. § 4061(b)(1)
Pub. L. 118–31, § 860(2)(A), inserted “primarily major defense acquisition programs, but also other” after “candidate proposals in support of”
Source evidence
Code amendment note
Subsec. (b)(1). Pub. L. 118–31, § 860(2)(A), inserted “primarily major defense acquisition programs, but also other” after “candidate proposals in support of”.Enacted provision · exact public law section
(A) in paragraph (1), by inserting “primarily major defense acquisition programs, but also other” after “candidate proposals in support of”; andNational Defense Authorization Act for Fiscal Year 2024
Pub. L. 118–31 § 860(2)(B) · 137 Stat. 136
Substituted · 10 U.S.C. § 4061(b)(2)
Pub. L. 118–31, § 860(2)(B), substituted “by each Office of Small Business Programs of each military department” for “by each military department”
Source evidence
Code amendment note
Subsec. (b)(2). Pub. L. 118–31, § 860(2)(B), substituted “by each Office of Small Business Programs of each military department” for “by each military department”.Enacted provision · exact public law section
(B) in paragraph (2), by striking “by each military department” and inserting “by each Office of Small Business Programs of each military department”; andNational Defense Authorization Act for Fiscal Year 2024
Pub. L. 118–31 § 860(3) · 137 Stat. 136
Substituted · 10 U.S.C. § 4061(d)(2)
Pub. L. 118–31, § 860(3), substituted “$6,000,000” for “$3,000,000”
Source evidence
Code amendment note
Subsec. (d)(2). Pub. L. 118–31, § 860(3), substituted “$6,000,000” for “$3,000,000”.Enacted provision · exact public law section
(3) in subsection (d)(2), by striking “$3,000,000” and inserting “$6,000,000”.
16 of 16 references resolved to an enrolled provision
Editorial Notes
Prior Provisions
A prior section 4061 was renumbered section 7381 of this title.
Amendments2019–2023 · 3 rounds
2023
Subsec. (a)(1). Pub. L. 118–31, § 860(1)(A), inserted “to enable and assist small businesses” after “merit-based program” and “capabilities developed through competitively awarded prototype agreements” after “defense laboratories,” and substituted “commercialization of various technologies, including critical technologies” for “fielding of technologies”.
Subsec. (a)(2). Pub. L. 118–31, § 860(1)(B), inserted “support the integration of such products,” after “evaluation outcomes,”.
Subsec. (b)(1). Pub. L. 118–31, § 860(2)(A), inserted “primarily major defense acquisition programs, but also other” after “candidate proposals in support of”.
Subsec. (b)(2). Pub. L. 118–31, § 860(2)(B), substituted “by each Office of Small Business Programs of each military department” for “by each military department”.
Subsec. (d)(2). Pub. L. 118–31, § 860(3), substituted “$6,000,000” for “$3,000,000”.
2021
Pub. L. 116–283, § 1842(b), as amended by Pub. L. 117–81, § 1701(q)(1), (u)(3)(B), renumbered section 2359a of this title as this section.
Subsec. (b)(5). Pub. L. 117–81, § 1701(d)(8), which directed the substitution of “section 4004” for “section 2302e”, could not be executed because of the intervening amendment by Pub. L. 116–283, § 1883(b)(2). See note below.
Pub. L. 116–283, § 1883(b)(2), substituted “section 4004” for “section 2302e”.
2019
Subsec. (a)(1). Pub. L. 116–92, § 878(a)(1), inserted “phase II Small Business Technology Transfer Program projects,” after “projects,”.
Subsec. (b)(3). Pub. L. 116–92, § 878(a)(2)(A), substituted “$6,000,000.” for “$3,000,000, unless the Secretary, or the Secretary’s designee, approves a larger amount of funding for the project.”
Subsec. (b)(7). Pub. L. 116–92, § 878(a)(2)(B), added par. (7).
Subsec. (d). Pub. L. 116–92, § 878(a)(3), designated existing provisions as par. (1), inserted “and to the limitation under paragraph (2)” after “for such purpose”, and added par. (2).
Statutory Notes and Related Subsidiaries
Effective Date of 2021 Amendment
Amendment by section 1701(d)(8) of Pub. L. 117–81 to take effect immediately after the amendments made by title XVIII of Pub. L. 116–283 have taken effect, see section 1701(a)(3) of Pub. L. 117–81, set out in a note preceding section 3001 of this title and note below.
Amendment by section 1701(q)(1), (u)(3)(B) of Pub. L. 117–81 applicable as if included in the enactment of title XVIII of Pub. L. 116–283 as enacted, see section 1701(a)(2) of Pub. L. 117–81, set out in a note preceding section 3001 of this title and note below.
Amendment by Pub. L. 116–283 effective , with additional provisions for delayed implementation and applicability of existing law, see section 1801(d) of Pub. L. 116–283, set out as a note preceding section 3001 of this title.
Regional Activities
Pub. L. 117–81, div. A, title II, § 213(b), , 135 Stat. 1589, provided that:
“Subject to the availability of appropriations for such purpose, the Secretary of Defense may expand the efforts of the Defense Innovation Unit to engage and collaborate with private-sector industry and communities in various regions of the United States—
“(1) to accelerate the adoption of commercially developed advanced technology in modernization priority areas and such other key technology areas as may be identified by the Secretary; and
“(2) to expand outreach to communities that do not otherwise have a Defense Innovation Unit presence, including economically disadvantaged communities.”
Pilot Program To Accelerate the Procurement and Fielding of Innovative Technologies
Pub. L. 117–81, div. A, title VIII, § 834, , 135 Stat. 1835, as amended by Pub. L. 117–263, div. A, title VIII, § 845, , 136 Stat. 2720, which authorized the Secretary of Defense to establish a competitive, merit-based pilot program to accelerate the procurement and fielding of innovative technologies and required the Secretary to issue guidelines for the operation of such pilot program, was repealed by Pub. L. 118–159, div. A, title VIII, § 861(b), , 138 Stat. 2000. See section 3604 of this title.
Credits
2018–2023 · 5 acts
- 2018Added Pub. L. 115–232, div. A, title II, § 224(a)(1), , 132 Stat. 1683, § 2359a
- 2019amended Pub. L. 116–92, div. A, title VIII, § 878(a), , 133 Stat. 1530
- 2021renumbered § 4061 and amended Pub. L. 116–283, div. A, title XVIII, §§ 1842(b), 1883(b)(2), , 134 Stat. 4244, 4294
- 2021Pub. L. 117–81, div. A, title XVII, § 1701(d)(8), (q)(1), (u)(3)(B), , 135 Stat. 2136, 2148, 2152
- 2023Pub. L. 118–31, div. A, title VIII, § 860, , 137 Stat. 346.
Show as published
(Added Pub. L. 115–232, div. A, title II, § 224(a)(1), , 132 Stat. 1683, § 2359a; amended Pub. L. 116–92, div. A, title VIII, § 878(a), , 133 Stat. 1530; renumbered § 4061 and amended Pub. L. 116–283, div. A, title XVIII, §§ 1842(b), 1883(b)(2), , 134 Stat. 4244, 4294; Pub. L. 117–81, div. A, title XVII, § 1701(d)(8), (q)(1), (u)(3)(B), , 135 Stat. 2136, 2148, 2152; Pub. L. 118–31, div. A, title VIII, § 860, , 137 Stat. 346.)