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Title 15 — Commerce and Trade

Chapter 22 — Trademarks

§ 1091. Supplemental register

Statutory text

(a)

Marks registerable

In addition to the principal register, the Director shall keep a continuation of the register provided in paragraph (b) of section 1 of the Act of March 19, 1920, entitled “An Act to give effect to certain provisions of the convention for the protection of trademarks and commercial names, made and signed in the city of Buenos Aires, in the Argentine Republic, , and for other purposes”, to be called the supplemental register. All marks capable of distinguishing applicant’s goods or services and not registrable on the principal register provided in this chapter, except those declared to be unregistrable under subsections (a), (b), (c), (d), and (e)(3) of section 1052 of this title, which are in lawful use in commerce by the owner thereof, on or in connection with any goods or services may be registered on the supplemental register upon the payment of the prescribed fee and compliance with the provisions of subsections (a) and (e) of section 1051 of this title so far as they are applicable. Nothing in this section shall prevent the registration on the supplemental register of a mark, capable of distinguishing the applicant’s goods or services and not registrable on the principal register under this chapter, that is declared to be unregistrable under section 1052(e)(3) of this title, if such mark has been in lawful use in commerce by the owner thereof, on or in connection with any goods or services, since before .

(b)

Application and proceedings for registration

Upon the filing of an application for registration on the supplemental register and payment of the prescribed fee the Director shall refer the application to the examiner in charge of the registration of marks, who shall cause an examination to be made and if on such examination it shall appear that the applicant is entitled to registration, the registration shall be granted. If the applicant is found not entitled to registration the provisions of subsection (b) of section 1062 of this title shall apply.

(c)

Nature of mark

For the purposes of registration on the supplemental register, a mark may consist of any trademark, symbol, label, package, configuration of goods, name, word, slogan, phrase, surname, geographical name, numeral, device, any matter that as a whole is not functional, or any combination of any of the foregoing, but such mark must be capable of distinguishing the applicant’s goods or services.

Legislative history

Reconstructed from this section’s Code source credit and amendment notes, resolved against the local Statutes at Large. Editorial notes are evidence, not the law that made the change.

  1. Pub. L. 79–540 · 60 Stat. 427

    Enacted · 15 U.S.C. § 1091

    July 5, 1946, ch. 540, title II, § 23, 60 Stat. 435

    Source evidence

    Code source credit
    July 5, 1946, ch. 540, title II, § 23, 60 Stat. 435

  2. Pub. L. 87–772 § 13 · 76 Stat. 769

    Struck · 15 U.S.C. § 1091

    Pub. L. 87–772 struck out “has begun the lawful use of his mark in foreign commerce and that he” before “requires domestic registration” in last par

    Source evidence

    Code amendment note
    Pub. L. 87–772 struck out “has begun the lawful use of his mark in foreign commerce and that he” before “requires domestic registration” in last par.

    Enacted provision · exact public law section
    Sec. 13. Section 23 is amended by striking from the last paragraph 60 Stat. 435. 15 USC 1091. thereof the words “has begun the lawful use of his mark in foreign commerce and that he”.

  3. Trademark Law Revision Act of 1988

    Pub. L. 100–667 § 121(6) · 102 Stat. 3935

    Struck · 15 U.S.C. § 1091

    Pub. L. 100–667, § 121(6), struck out undesignated concluding par. which read as follows: “Upon a proper showing by the applicant that he requires domestic registration as a basis for foreign protection of his mark, the Commissioner may waive the requirement of a full year’s use and may grant registration forthwith.”

    Source evidence

    Code amendment note
    Pub. L. 100–667, § 121(6), struck out undesignated concluding par. which read as follows: “Upon a proper showing by the applicant that he requires domestic registration as a basis for foreign protection of his mark, the Commissioner may waive the requirement of a full year’s use and may grant registration forthwith.”

    Enacted provision · exact public law section
    (6) by striking out the last paragraph.

  4. Trademark Law Revision Act of 1988

    Pub. L. 100–667 § 121(1) · 102 Stat. 3935

    1. Amended · 15 U.S.C. § 1091(a)

      Pub. L. 100–667, § 121(1), (4), designated first par. as subsec. (a), made technical amendment to reference in the original act to subsections (a), (b), (c), and (d) of section 1052 of this title resulting in no change in text

    2. Substituted · 15 U.S.C. § 1091(a)

      Pub. L. 100–667, § 121(1), (4), substituted “are in lawful use in commerce by the owner thereof, on” for “have been in lawful use in commerce by the proprietor thereof, upon”

    3. Struck · 15 U.S.C. § 1091(a)

      Pub. L. 100–667, § 121(1), (4), struck out “for the year preceding the filing of the application” after “any goods and services”

    4. Inserted · 15 U.S.C. § 1091(a)

      Pub. L. 100–667, § 121(1), (4), inserted “subsections (a) and (e) of” before “section 1051”

    Source evidence

    Code amendment note
    Subsec. (a). Pub. L. 100–667, § 121(1), (4), designated first par. as subsec. (a), made technical amendment to reference in the original act to subsections (a), (b), (c), and (d) of section 1052 of this title resulting in no change in text, substituted “are in lawful use in commerce by the owner thereof, on” for “have been in lawful use in commerce by the proprietor thereof, upon”, struck out “for the year preceding the filing of the application” after “any goods and services”, and inserted “subsections (a) and (e) of” before “section 1051”.

    Enacted provision · exact public law section
    (1) by inserting “(a)” before “In addition” in the first paragraph;

  5. Trademark Law Revision Act of 1988

    Pub. L. 100–667 § 121(2) · 102 Stat. 3935

    1. Amended · 15 U.S.C. § 1091(b)

      Pub. L. 100–667, § 121(2), (5), designated second par. as subsec. (b)

    2. Substituted · 15 U.S.C. § 1091(b)

      Pub. L. 100–667, § 121(2), (5), substituted “prescribed fee” for “fee herein provided”

    Source evidence

    Code amendment note
    Subsec. (b). Pub. L. 100–667, § 121(2), (5), designated second par. as subsec. (b) and substituted “prescribed fee” for “fee herein provided”.

    Enacted provision · exact public law section
    (2) by inserting “(b)” before “Upon the” in the second paragraph;

  6. Trademark Law Revision Act of 1988

    Pub. L. 100–667 § 121(3) · 102 Stat. 3935

    Amended · 15 U.S.C. § 1091(c)

    Pub. L. 100–667, § 121(3), designated third par. as subsec. (c)

    Source evidence

    Code amendment note
    Subsec. (c). Pub. L. 100–667, § 121(3), designated third par. as subsec. (c).

    Enacted provision · exact public law section
    (3) by inserting “(c)” before “For the purposes” in the third paragraph;

  7. North American Free Trade Agreement Implementation Act

    Pub. L. 103–182 title III § 333(b) · 107 Stat. 2057

    1. Substituted · 15 U.S.C. § 1091(a)

      Pub. L. 103–182 substituted “(d), and (e)(3)” for “and (d)”

    2. Inserted · 15 U.S.C. § 1091(a)

      Pub. L. 103–182 inserted at end “Nothing in this section shall prevent the registration on the supplemental register of a mark, capable of distinguishing the applicant’s goods or services and not registrable on the principal register under this chapter, that is declared to be unregistrable under section 1052(e)(3) of this title, if such mark has been in lawful use in commerce by the owner thereof, on or in connection with any goods or services, since before December 8, 1993.”

    Source evidence

    Code amendment note
    Subsec. (a). Pub. L. 103–182 substituted “(d), and (e)(3)” for “and (d)” and inserted at end “Nothing in this section shall prevent the registration on the supplemental register of a mark, capable of distinguishing the applicant’s goods or services and not registrable on the principal register under this chapter, that is declared to be unregistrable under section 1052(e)(3) of this title, if such mark has been in lawful use in commerce by the owner thereof, on or in connection with any goods or services, since before December 8, 1993.”

    Enacted provision · exact public law section
    (b) Supplemental Register.— Section 23(a) of the Trademark Act of 1946 (15 U.S.C. 1091(a)) is amended— (1) by striking out “and (d)” and inserting “(d), and (e)(3)”; and (2) by adding at the end the following new sentence: “Nothing in this section shall prevent the registration on the supplemental register of a mark, capable of distinguishing the applicant’s goods or services and not registrable on the principal register under this Act, that is declared to be unregistrable under section 2(e)(3), if such mark has been in lawful use in commerce by the owner thereof, on or in connection with any goods or services, since before the date of the enactment of the North American Free Trade Agreement Implementation Act.”.

  8. Pub. L. 105–330 title II § 201(a)(5) · 112 Stat. 3064

    Substituted · 15 U.S.C. § 1091(c)

    Pub. L. 105–330 substituted “, device, any matter that as a whole is not functional,” for “or device”

    Source evidence

    Code amendment note
    Subsec. (c). Pub. L. 105–330 substituted “, device, any matter that as a whole is not functional,” for “or device”.

    Enacted provision · exact public law section
    (5) Section 23(c) (15 U.S.C. 1091(c)) is amended by striking “or device” and inserting “, device, any matter that as a whole is not functional,”.

  9. Trademark Amendments Act of 1999

    Pub. L. 106–43 § 6(b) · 113 Stat. 218

    Substituted · 15 U.S.C. § 1091(a)

    Pub. L. 106–43 substituted “trademarks” for “trade-marks”

    Target inherited from the preceding amendment note.

    Source evidence

    Code amendment note
    Pub. L. 106–43 substituted “trademarks” for “trade-marks”.

    Enacted provision · exact public law section
    (b) Additional Clerical Amendments.— The text and title 15 USC 1051 note, 1053, 1054, 1091, 1124, 1126, 1127. of the Trademark Act of 1946 are amended by striking “trademarks” each place it appears and inserting “trademarks”.

  10. District of Columbia Appropriations Act, 2000

    Pub. L. 106–113 div. B § 1000(a)(9)(tIV)(s4732)(b)(1)(B) · 113 Stat. 1501

    Substituted · 15 U.S.C. § 1091(a)

    Pub. L. 106–113 substituted “Director” for “Commissioner”

    Source evidence

    Code amendment note
    Subsec. (a). Pub. L. 106–113 substituted “Director” for “Commissioner”.

    Effective date note
    Amendment by Pub. L. 106–113 effective 4 months after Nov. 29, 1999, see section 1000(a)(9) [title IV, § 4731] of Pub. L. 106–113, set out as a note under section 1 of Title 35, Patents.

  11. District of Columbia Appropriations Act, 2000

    Pub. L. 106–113 div. B § 1000(a)(9)(tIV)(s4732)(b)(1)(B) · 113 Stat. 1501

    Substituted · 15 U.S.C. § 1091(b)

    Pub. L. 106–113 substituted “Director” for “Commissioner”

    Source evidence

    Code amendment note
    Subsec. (b). Pub. L. 106–113 substituted “Director” for “Commissioner”.

    Effective date note
    Amendment by Pub. L. 106–113 effective 4 months after Nov. 29, 1999, see section 1000(a)(9) [title IV, § 4731] of Pub. L. 106–113, set out as a note under section 1 of Title 35, Patents.

  12. Intellectual Property and High Technology Technical Amendments Act of 2002

    Pub. L. 107–273 div. C title III § 13207(b)(6) · 116 Stat. 1758

    Struck · 15 U.S.C. § 1091(c)

    Pub. L. 107–273 struck out second comma after “numeral”

    Source evidence

    Code amendment note
    Subsec. (c). Pub. L. 107–273 struck out second comma after “numeral”.

    Enacted provision · exact public law section
    (b) Additional Technical Amendments.— The Trademark Act of 1946 is further amended as follows: (1) Section 1(d)(1) (15 U.S.C. 1051(d)(1) is amended in the first sentence by striking “specifying the date of the applicant’s first use” and all that follows through the end of the sentence and inserting “specifying the date of the applicant’s first use of the mark in commerce and those goods or services specified in the notice of allowance on or in connection with which the mark is used in commerce.”. (2) Section 1(e) (15 U.S.C. 1051(e)) is amended to read as follows: “(e) If the applicant is not domiciled in the United States the applicant may designate, by a document filed in the United States Patent and Trademark Office, the name and address of a person resident in the United States on whom may be served notices or process in proceedings affecting the mark. Such notices or process may be served upon the person so designated by leaving with that person or mailing to that person a copy thereof at the address specified in the last designation so filed. If the person so designated cannot be found at the address given in the last designation, or if the registrant does not designate by a document filed in the United States Patent and Trademark Office the name and address of a person resident in the United States on whom may be served notices or process in proceedings affecting the mark, such notices or process may be served on the Director.”. (3) Section 8(f) (15 U.S.C. 1058(f)) is amended to read as follows: “(f) If the registrant is not domiciled in the United States, the registrant may designate, by a document filed in the United States Patent and Trademark Office, the name and address of a person resident in the United States on whom may be served notices or process in proceedings affecting the mark. Such notices or process may be served upon the person so designated by leaving with that person or mailing to that person a copy thereof at the address specified in the last designation so filed. If the person so designated cannot be found at the address given in the last designation, or if the registrant does not designate by a document filed in the United States Patent and Trademark Office the name and address of a person resident in the United States on whom may be served notices or process in proceedings affecting the mark, such notices or process may be served on the Director.”. (4) Section 9(c) (15 U.S.C. 1059(c)) is amended to read as follows: “(c) If the registrant is not domiciled in the United States the registrant may designate, by a document filed in the United States Patent and Trademark Office, the name and address of a person resident in the United States on whom may be served notices or process in proceedings affecting the mark. Such notices or process may be served upon the person so designated by leaving with that person or mailing to that person a copy thereof at the address specified in the last designation so filed. If the person so designated cannot be found at the address given in the last designation, or if the registrant does not designate by a document filed in the United States Patent and Trademark Office the name and address of a person resident in the United States on whom may be served notices or process in proceedings affecting the mark, such notices or process may be served on the Director.”. (5) Subsections (a) and (b) of section 10 (15 U.S.C. 1060(a) and (b)) are amended to read as follows: “(a) (1) A registered mark or a mark for which an application to register has been filed shall be assignable with the good will of the business in which the mark is used, or with that part of the good will of the business connected with the use of and symbolized by the mark. Notwithstanding the preceding sentence, no application to register a mark under section 1(b) shall be assignable prior to the filing of an amendment under section 1(c) to bring the application into conformity with section 1(a) or the filing of the verified statement of use under section 1(d), except for an assignment to a successor to the business of the applicant, or portion thereof, to which the mark pertains, if that business is ongoing and existing. “(2) In any assignment authorized by this section, it shall not be necessary to include the good will of the business connected with the use of and symbolized by any other mark used in the business or by the name or style under which the business is conducted. “(3) Assignments shall be by instruments in writing duly executed. Acknowledgment shall be prima facie evidence of the execution of an assignment, and when the prescribed information reporting the assignment is recorded in the United States Patent and Trademark Office, the record shall be prima facie evidence of execution. “(4) An assignment shall be void against any subsequent purchaser for valuable consideration without notice, unless the prescribed information reporting the assignment is recorded in the United States Patent and Trademark Office within 3 months after the date of the assignment or prior to the subsequent purchase. “(5) The United States Patent and Trademark Office shall maintain a record of information on assignments, in such form as may be prescribed by the Director. “(b) An assignee not domiciled in the United States may designate by a document filed in the United States Patent and Trademark Office the name and address of a person resident in the United States on whom may be served notices or process in proceedings affecting the mark. Such notices or process may be served upon the person so designated by leaving with that person or mailing to that person a copy thereof at the address specified in the last designation so filed. If the person so designated cannot be found at the address given in the last designation, or if the assignee does not designate by a document filed in the United States Patent and Trademark Office the name and address of a person resident in the United States on whom may be served notices or process in proceedings affecting the mark, such notices or process may be served upon the Director.”. (6) Section 23(c) (15 U.S.C. 1091(c)) is amended by striking the second comma after “numeral”. (7) Section 33(b)(8) (15 U.S.C. 1115(b)(8)) is amended by aligning the text with paragraph (7). (8) Section 34(d)(1)(A) (15 U.S.C. 1116(d)(1)(A)) is amended by striking “section 110” and all that follows through “(36 U.S.C. 380)” and inserting “section 220506 of title 36, United States Code,”. (9) Section 34(d)(1)(B)(ii) (15 U.S.C. 1116(d)(1)(B)(ii)) is amended by striking “section 110” and all that follows through “(36 U.S.C. 380)” and inserting “section 220506 of title 36, United States Code”. (10) Section 34(d)(11) is amended by striking “6621 of the Internal Revenue Code of 1954” and inserting “6621(a)(2) of the Internal Revenue Code of 1986”. (11) Section 35(b) (15 U.S.C. 1117(b)) is amended— (A) by striking “section 110” and all that follows through “(36 U.S.C. 380)” and inserting “section 220506 of title 36, United States Code,”; and (B) by striking “6621 of the Internal Revenue Code of 1954” and inserting “6621(a)(2) of the Internal Revenue Code of 1986”. (12) Section 44(e) (15 U.S.C. 1126(e)) is amended by striking “a certification” and inserting “a true copy, a photocopy, a certification,”.

14 of 17 references resolved to an enrolled provision · 3 partial

Editorial Notes

References in Text

Paragraph (b) of section 1 of the Act of March 19, 1920, referred to in subsec. (a), is paragraph (b) of section 1 of act Mar. 19, 1920, ch. 104, 41 Stat. 533, which was classified to section 121(b) of this title, and repealed by act July 5, 1946, ch. 540, § 46(a), 60 Stat. 444, insofar as inconsistent.

Prior Provisions

Acts Mar. 19, 1920, ch. 104, § 1, 41 Stat. 533; Apr. 11, 1930, ch. 132, § 4, 46 Stat. 155; June 10, 1938, ch. 332, § 2, 52 Stat. 638.

Amendments1962–2002 · 6 rounds

2002

Subsec. (c). Pub. L. 107–273 struck out second comma after “numeral”.

1999

Subsec. (a). Pub. L. 106–113 substituted “Director” for “Commissioner”.

Pub. L. 106–43 substituted “trademarks” for “trade-marks”.

Subsec. (b). Pub. L. 106–113 substituted “Director” for “Commissioner”.

1998

Subsec. (c). Pub. L. 105–330 substituted “, device, any matter that as a whole is not functional,” for “or device”.

1993

Subsec. (a). Pub. L. 103–182 substituted “(d), and (e)(3)” for “and (d)” and inserted at end “Nothing in this section shall prevent the registration on the supplemental register of a mark, capable of distinguishing the applicant’s goods or services and not registrable on the principal register under this chapter, that is declared to be unregistrable under section 1052(e)(3) of this title, if such mark has been in lawful use in commerce by the owner thereof, on or in connection with any goods or services, since before .”

1988

Pub. L. 100–667, § 121(6), struck out undesignated concluding par. which read as follows: “Upon a proper showing by the applicant that he requires domestic registration as a basis for foreign protection of his mark, the Commissioner may waive the requirement of a full year’s use and may grant registration forthwith.”

Subsec. (a). Pub. L. 100–667, § 121(1), (4), designated first par. as subsec. (a), made technical amendment to reference in the original act to subsections (a), (b), (c), and (d) of section 1052 of this title resulting in no change in text, substituted “are in lawful use in commerce by the owner thereof, on” for “have been in lawful use in commerce by the proprietor thereof, upon”, struck out “for the year preceding the filing of the application” after “any goods and services”, and inserted “subsections (a) and (e) of” before “section 1051”.

Subsec. (b). Pub. L. 100–667, § 121(2), (5), designated second par. as subsec. (b) and substituted “prescribed fee” for “fee herein provided”.

Subsec. (c). Pub. L. 100–667, § 121(3), designated third par. as subsec. (c).

1962

Pub. L. 87–772 struck out “has begun the lawful use of his mark in foreign commerce and that he” before “requires domestic registration” in last par.

Statutory Notes and Related Subsidiaries

Effective Date of 1999 Amendment

Amendment by Pub. L. 106–113 effective 4 months after , see section 1000(a)(9) [title IV, § 4731] of Pub. L. 106–113, set out as a note under section 1 of Title 35, Patents.

Effective Date of 1998 Amendment

Amendment by Pub. L. 105–330 effective , and applicable only to any civil action filed or proceeding before the United States Patent and Trademark Office commenced on or after such date relating to the registration of a mark, see section 201(b) of Pub. L. 105–330, set out as a note under section 1051 of this title.

Effective Date of 1993 Amendment

Amendment by Pub. L. 103–182 applicable only to trademark applications filed on or after , see section 335(c) of Pub. L. 103–182, formerly set out in a note under section 1052 of this title.

Effective Date of 1988 Amendment

Amendment by Pub. L. 100–667 effective one year after , see section 136 of Pub. L. 100–667, set out as a note under section 1051 of this title.

Repeal and Effect on Existing Rights

Repeal of inconsistent provisions, effect of this chapter on pending proceedings and existing registrations and rights under prior acts, see notes set out under section 1051 of this title.

Executive Documents

Transfer of Functions

For transfer of functions of other officers, employees, and agencies of Department of Commerce, with certain exceptions, to Secretary of Commerce, with power to delegate, see Reorg. Plan No. 5 of 1950, §§ 1, 2, eff. , 15 F.R. 3174, 64 Stat. 1263, set out in the Appendix to Title 5, Government Organization and Employees.

Credits

1946–2002 · 8 acts
  1. 1946July 5, 1946, ch. 540, title II, § 23, 60 Stat. 435
  2. 1962Pub. L. 87–772, § 13, , 76 Stat. 773
  3. 1988Pub. L. 100–667, title I, § 121, , 102 Stat. 3942
  4. 1993Pub. L. 103–182, title III, § 333(b), , 107 Stat. 2114
  5. 1998Pub. L. 105–330, title II, § 201(a)(5), , 112 Stat. 3070
  6. 1999Pub. L. 106–43, § 6(b), , 113 Stat. 220
  7. 1999Pub. L. 106–113, div. B, § 1000(a)(9) [title IV, § 4732(b)(1)(B)], , 113 Stat. 1536, 1501A–583
  8. 2002Pub. L. 107–273, div. C, title III, § 13207(b)(6), , 116 Stat. 1908.
Show as published

(July 5, 1946, ch. 540, title II, § 23, 60 Stat. 435; Pub. L. 87–772, § 13, , 76 Stat. 773; Pub. L. 100–667, title I, § 121, , 102 Stat. 3942; Pub. L. 103–182, title III, § 333(b), , 107 Stat. 2114; Pub. L. 105–330, title II, § 201(a)(5), , 112 Stat. 3070; Pub. L. 106–43, § 6(b), , 113 Stat. 220; Pub. L. 106–113, div. B, § 1000(a)(9) [title IV, § 4732(b)(1)(B)], , 113 Stat. 1536, 1501A–583; Pub. L. 107–273, div. C, title III, § 13207(b)(6), , 116 Stat. 1908.)

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