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Title 15 — Commerce and Trade

Chapter 1 — Monopolies and Combinations in Restraint of Trade

§ 15f. Actions by Attorney General

Statutory text

(a)

Notification to State attorney general

Whenever the Attorney General of the United States has brought an action under the antitrust laws, and he has reason to believe that any State attorney general would be entitled to bring an action under this Act based substantially on the same alleged violation of the antitrust laws, he shall promptly give written notification thereof to such State attorney general.

(b)

Availability of files and other materials

To assist a State attorney general in evaluating the notice or in bringing any action under this Act, the Attorney General of the United States shall, upon request by such State attorney general, make available to him, to the extent permitted by law, any investigative files or other materials which are or may be relevant or material to the actual or potential cause of action under this Act.

Legislative history

Reconstructed from this section’s Code source credit and amendment notes, resolved against the local Statutes at Large. Editorial notes are evidence, not the law that made the change.

  1. Sherman Act

    Pub. L. 94–435 title III § 301 · 90 Stat. 1383

    Enacted · 15 U.S.C. § 15f

    (Oct. 15, 1914, ch. 323, § 4F, as added Pub. L. 94–435, title III, § 301, Sept. 30, 1976, 90 Stat. 1395.)

    Source evidence

    Code source credit
    (Oct. 15, 1914, ch. 323, § 4F, as added Pub. L. 94–435, title III, § 301, Sept. 30, 1976, 90 Stat. 1395.)

    Enacted provision · exact public law section
    Sec. 301. parens patriae actions by state attorneys general The Clayton Act is amended by inserting immediately following section 4B the following new sections: “Sec. 4C. “actions by state attorneys general (a) (1) Any attorney general of a State may bring a civil action in the name of such State, as parents patriae on behalf of natural persons residing in such State, in any district court of the United States having jurisdiction of the defendant, to secure monetary relief as provided in this section for injury sustained by such natural persons to their property by reason of any violation of the Sherman 15 USC 1–7. Act. The court shall exclude from the amount of monetary relief awarded in such action any amount of monetary relief (A) which duplicates amounts which have been awarded for the same injury, or (B) which is properly allocable to (i) natural persons who have excluded their claims pursuant to subsection (b)(2) of this section, and (ii) any business entity. “(2) The court shall award the State as monetary relief threefold the total damage sustained as described in paragraph (1) of this subsection, and the cost of suit, including a reasonable attorney’s fee. “(b) (1) In any action brought under subsection (a)(1) of this section, the State attorney general shall, at such times, in such manner, and with such content as the court may direct, cause notice thereof to be given by publication. If the court finds that notice given solely by publication would deny due process of law to any person or persons, the court may direct further notice to such person or persons according to the circumstances of the case. “(2) Any person on whose behalf an action is brought under Monetary relief, exclusion. subsection (a)(1) may elect to exclude from adjudication the portion of the State claim for monetary relief attributable to him by filing notice of such election with the court within such time as specified in the notice given pursuant to paragraph (1) of this subsection. “(3) The final judgment in an action under subsection (a)(1) shall Final judgment. be res judicata as to any claim under section 4 of this Act by any person on behalf of whom such action was brought and who fails to give such notice within the period specified in the notice given pursuant to paragraph (1) of this subsection. “(c) An action under subsection (a)(1) shall not be dismissed or Dismissal or compromise of action, notice. compromised without the approval of the court, and notice of any proposed dismissal or compromise shall be given in such manner as the court directs. “(d) In any action under subsection (a)— Attorneys’ fees. “(1) the amount of the plaintiffs’ attorney’s fee, if any, shall be determined by the court; and “(2) the court may, in its discretion, award a reasonable attorney’s fee to a prevailing defendant upon a finding that the State attorney general has acted in bad faith, vexatiously, wantonly, or for oppressive reasons. “Sec. 4D. “measurement of damages In any action under section 4C(a)(1), in which there 15 USC 15d. has been a determination that a defendant agreed to fix prices in violation of the Sherman Act, damages may be proved and assessed 15 USC 1–7. in the aggregate by statistical or sampling methods, by the computation of illegal overcharges, or by such other reasonable system of estimating aggregate damages as the court in its discretion may permit without the necessity of separately proving the individual claim of, or amount of damage to persons on whose behalf the suit was brought. “Sec. 4E. “distribution of damages Monetary relief recovered in an action under section 15 USC 15e. 40(a)(1) shall— “(1) be distributed in such manner as the district court in its discretion may authorize; or “(2) be deemed a civil penalty by the court and deposited with the State as general revenues; subject, in either case to the requirement that any distribution procedure adopted afford each person a reasonable opportunity to secure his appropriate portion of the net monetary relief. “Sec. 4F. “actions by attorney general of the united states (a) Whenever the Attorney General of the United States Notification. 15 USC 15f. has brought an action under the antitrust laws, and he has reason to believe that any State attorney general would be entitled to bring an action under this Act based substantially on the same alleged violation of the antitrust laws, he shall promptly give written notification thereof to such State attorney general. “(b) To assist a State attorney general in evaluating the notice or Investigative files, availability. in bringing any action under this Act, the Attorney General of the United States shall, upon request by such State attorney general, make available to him, to the extent permitted by law, any investigative files or other materials which are or may be relevant or material to the actual or potential cause of action under this Act. “Sec. 4G. “definitions For the purposes of sections 4C, 4D, 4E, and 4F of this Act: “(1) The term ‘State attorney general’ means the chief legal officer of a State, or any other person authorized by State law to bring actions under section 4C of this Act, and includes the Corporation Counsel of the District of Columbia, except that such term does not include any person employed or retained on— “(A) a contingency fee based on a percentage of the monetary relief awarded under this section; or “(B) any other contingency fee basis, unless the amount of the award of a reasonable attorney’s fee to a prevailing plaintiff is determined by the court under section 4C (d)(1). “(2) The term ‘State’ means a State, the District of Columbia, the Commonwealth of Puerto Rico, and any other territory or possession of the United States. “(3) The term ‘natural persons’ does not include proprietorships or partnerships. “Sec. 4H. “applicability of parens patriae actions Sections 4C, 4D, 4E, 4F, and 4G shall apply in any State, unless such State provides by law for its nonapplicability in such State.”.

1 of 1 references resolved to an enrolled provision

Editorial Notes

References in Text

The antitrust laws, referred to in subsec. (a), are defined in section 12 of this title.

This Act, referred to in text, is act Oct. 15, 1914, ch. 323, 38 Stat. 730, known as the Clayton Act, which is classified generally to sections 12, 13, 14 to 19, 21, and 22 to 27 of this title, and sections 52 and 53 of Title 29, Labor. For further details and complete classification of this Act to the Code, see References in Text note set out under section 12 of this title and Tables.

Statutory Notes and Related Subsidiaries

Effective Date

Injuries sustained prior to , not covered by this section, see section 304 of Pub. L. 94–435, set out as a note under section 15c of this title.

Credits

(Oct. 15, 1914, ch. 323, § 4F, as added Pub. L. 94–435, title III, § 301, , 90 Stat. 1395.)

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