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Title 29 — Labor

Part 4 · Chapter 18 — Employee Retirement Income Security Program

§ 1113. Limitation of actions

Statutory text

No action may be commenced under this subchapter with respect to a fiduciary’s breach of any responsibility, duty, or obligation under this part, or with respect to a violation of this part, after the earlier of—

(1)

six years after (A) the date of the last action which constituted a part of the breach or violation, or (B) in the case of an omission the latest date on which the fiduciary could have cured the breach or violation, or

(2)

three years after the earliest date on which the plaintiff had actual knowledge of the breach or violation;

except that in the case of fraud or concealment, such action may be commenced not later than six years after the date of discovery of such breach or violation.

Legislative history

Reconstructed from this section’s Code source credit and amendment notes, resolved against the local Statutes at Large. Editorial notes are evidence, not the law that made the change.

  1. Employee Retirement Income Security Act of 1974

    Pub. L. 93–406 title I § 413 · 88 Stat. 829

    Enacted · 29 U.S.C. § 1113

    Pub. L. 93–406, title I, § 413, Sept. 2, 1974, 88 Stat. 889

    Source evidence

    Code source credit
    Pub. L. 93–406, title I, § 413, Sept. 2, 1974, 88 Stat. 889

    Enacted provision · exact public law section
    Sec. 413. limitation on actions (a) No action may be commenced under this title with 29 USC 1113. respect to a fiduciary’s breach of any responsibility, duty, or obligation under this part, or with respect to a violation of this part, after the earlier of— (1) six years after (A) the date of the last action which constituted a part of the breach or violation, or (B) in the case of an omission, the latest date on which the fiduciary could have cured the breach or violation, or (2) three years after the earliest date (A) on which the plaintiff had actual knowledge of the breach or violation, or (B) on which a report from which he could reasonably be expected to have obtained knowledge of such breach or violation was filed with the Secretary under this title; except that in the case of fraud or concealment, such action may be commenced not later than six years after the date of discovery of such breach or violation.

    Effective date note
    Amendment by section 7881(j)(4) of Pub. L. 101–239 effective, except as otherwise provided, as if included in the provision of the Pension Protection Act, Pub. L. 100–203, §§ 9302–9346, to which such amendment relates, see section 7882 of Pub. L. 101–239, set out as a note under section 401 of Title 26, Internal Revenue Code. Amendment by section 7894(e)(5) of Pub. L. 101–239 effective, except as otherwise provided, as if originally included in the provision of the Employee Retirement Income Security Act of 1974, Pub. L. 93–406, to which such amendment relates, see section 7894(i) of Pub. L. 101–239, set out as a note under section 1002 of this title.

  2. Pub. L. 100–203 title IX § 9342(b) · 101 Stat. 1330

    1. Struck · 29 U.S.C. § 1113(a)(2)

      Pub. L. 100–203 struck out “(A)” after “date”

    2. Struck · 29 U.S.C. § 1113(a)(2)

      Pub. L. 100–203 struck out “or (B) on which a report from which he could reasonably be expected to have obtained knowledge of such breach or violation was filed with the Secretary under this subchapter”

    Source evidence

    Code amendment note
    Subsec. (a)(2). Pub. L. 100–203 struck out “(A)” after “date” and struck out “or (B) on which a report from which he could reasonably be expected to have obtained knowledge of such breach or violation was filed with the Secretary under this subchapter”.

    Enacted provision · exact public law section
    (b) Amendment of Statute of Limitations With Respect to Certain Reports.— Section 413(a)(2) of ERISA (29 U.S.C. 1113(a)(2)) is amended by striking “(A)” and by striking “or (B)” and all that follows through “title”.

    Effective date note
    Amendment by section 7881(j)(4) of Pub. L. 101–239 effective, except as otherwise provided, as if included in the provision of the Pension Protection Act, Pub. L. 100–203, §§ 9302–9346, to which such amendment relates, see section 7882 of Pub. L. 101–239, set out as a note under section 401 of Title 26, Internal Revenue Code. Amendment by section 7894(e)(5) of Pub. L. 101–239 effective, except as otherwise provided, as if originally included in the provision of the Employee Retirement Income Security Act of 1974, Pub. L. 93–406, to which such amendment relates, see section 7894(i) of Pub. L. 101–239, set out as a note under section 1002 of this title.

  3. Revenue Reconciliation Act of 1989

    Pub. L. 101–239 § 7894(e)(5) · 103 Stat. 2106

    Struck · 29 U.S.C. § 1113

    Pub. L. 101–239, § 7894(e)(5), struck out “(a)” before “No action”

    Source evidence

    Code amendment note
    Pub. L. 101–239, § 7894(e)(5), struck out “(a)” before “No action”.

    Enacted provision · exact public law section
    (5) Section 413 of ERISA is amended by striking “(a)”.

    Effective date note
    Amendment by section 7881(j)(4) of Pub. L. 101–239 effective, except as otherwise provided, as if included in the provision of the Pension Protection Act, Pub. L. 100–203, §§ 9302–9346, to which such amendment relates, see section 7882 of Pub. L. 101–239, set out as a note under section 401 of Title 26, Internal Revenue Code. Amendment by section 7894(e)(5) of Pub. L. 101–239 effective, except as otherwise provided, as if originally included in the provision of the Employee Retirement Income Security Act of 1974, Pub. L. 93–406, to which such amendment relates, see section 7894(i) of Pub. L. 101–239, set out as a note under section 1002 of this title.

  4. Revenue Reconciliation Act of 1989

    Pub. L. 101–239 § 7881(j)(4) · 103 Stat. 2106

    Struck · 29 U.S.C. § 1113(2)

    Pub. L. 101–239, § 7881(j)(4), struck out comma after “violation”

    Source evidence

    Code amendment note
    Par. (2). Pub. L. 101–239, § 7881(j)(4), struck out comma after “violation”.

    Enacted provision · exact public law section
    (4) Paragraph (2) of section 413 of ERISA is amended by 29 USC 1113. striking the comma.

    Effective date note
    Amendment by section 7881(j)(4) of Pub. L. 101–239 effective, except as otherwise provided, as if included in the provision of the Pension Protection Act, Pub. L. 100–203, §§ 9302–9346, to which such amendment relates, see section 7882 of Pub. L. 101–239, set out as a note under section 401 of Title 26, Internal Revenue Code. Amendment by section 7894(e)(5) of Pub. L. 101–239 effective, except as otherwise provided, as if originally included in the provision of the Employee Retirement Income Security Act of 1974, Pub. L. 93–406, to which such amendment relates, see section 7894(i) of Pub. L. 101–239, set out as a note under section 1002 of this title.

5 of 5 references resolved to an enrolled provision

Editorial Notes

Amendments1987–1989 · 2 rounds

1989

Pub. L. 101–239, § 7894(e)(5), struck out “(a)” before “No action”.

Par. (2). Pub. L. 101–239, § 7881(j)(4), struck out comma after “violation”.

1987

Subsec. (a)(2). Pub. L. 100–203 struck out “(A)” after “date” and struck out “or (B) on which a report from which he could reasonably be expected to have obtained knowledge of such breach or violation was filed with the Secretary under this subchapter”.

Statutory Notes and Related Subsidiaries

Effective Date of 1989 Amendment

Amendment by section 7881(j)(4) of Pub. L. 101–239 effective, except as otherwise provided, as if included in the provision of the Pension Protection Act, Pub. L. 100–203, §§ 9302–9346, to which such amendment relates, see section 7882 of Pub. L. 101–239, set out as a note under section 401 of Title 26, Internal Revenue Code.

Amendment by section 7894(e)(5) of Pub. L. 101–239 effective, except as otherwise provided, as if originally included in the provision of the Employee Retirement Income Security Act of 1974, Pub. L. 93–406, to which such amendment relates, see section 7894(i) of Pub. L. 101–239, set out as a note under section 1002 of this title.

Effective Date of 1987 Amendment

Amendment by Pub. L. 100–203 applicable with respect to reports required to be filed after , see section 9342(d)(1) of Pub. L. 100–203, set out as a note under section 1132 of this title.

Credits

1974–1989 · 3 acts
  1. 1974Pub. L. 93–406, title I, § 413, , 88 Stat. 889
  2. 1987Pub. L. 100–203, title IX, § 9342(b), , 101 Stat. 1330–371
  3. 1989Pub. L. 101–239, title VII, §§ 7881(j)(4), 7894(e)(5), , 103 Stat. 2443, 2450.
Show as published

(Pub. L. 93–406, title I, § 413, , 88 Stat. 889; Pub. L. 100–203, title IX, § 9342(b), , 101 Stat. 1330–371; Pub. L. 101–239, title VII, §§ 7881(j)(4), 7894(e)(5), , 103 Stat. 2443, 2450.)

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