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Title 33 — Navigation and Navigable Waters

Chapter 33 — Prevention of Pollution from Ships

§ 1908. Penalties for violations

Statutory text

(a)

Criminal penalties; payment for information leading to conviction

A person who knowingly violates the MARPOL Protocol, Annex IV to the Antarctic Protocol, this chapter, or the regulations issued thereunder commits a class D felony. In the discretion of the Court, an amount equal to not more than ½ of such fine may be paid to the person giving information leading to conviction.

(b)

Civil penalties; separate violations; assessment notice; considerations affecting amount; payment for information leading to assessment of penalty

A person who is found by the Secretary, or the Administrator as provided for in this chapter, after notice and an opportunity for a hearing, to have—

(1)

violated the MARPOL Protocol, Annex IV to the Antarctic Protocol, this chapter, or the regulations issued thereunder shall be liable to the United States for a civil penalty, not to exceed $25,000 for each violation; or

(2)

made a false, fictitious, or fraudulent statement or representation in any matter in which a statement or representation is required to be made to the Secretary, or the Administrator as provided for in this chapter, under the MARPOL Protocol, Annex IV to the Antarctic Protocol, this chapter, or the regulations thereunder, shall be liable to the United States for a civil penalty, not to exceed $5,000 for each statement or representation.

Each day of a continuing violation shall constitute a separate violation. The amount of the civil penalty shall be assessed by the Secretary, or the Administrator as provided for in this chapter or his designee, by written notice. In determining the amount of the penalty, the Secretary, or the Administrator as provided for in this chapter, shall take into account the nature, circumstances, extent, and gravity of the prohibited acts committed and, with respect to the violator, the degree of culpability, any history of prior offenses, ability to pay, and other matters as justice may require. An amount equal to not more than ½ of such penalties may be paid by the Secretary, or the Administrator as provided for in this chapter, to the person giving information leading to the assessment of such penalties.

(c)

Abatement of civil penalties; collection by Attorney General

The Secretary, or the Administrator as provided for in this chapter, may compromise, modify, or remit, with or without conditions, any civil penalty which is subject to assessment or which has been assessed under this section. If any person fails to pay an assessment of a civil penalty after it has become final, the Secretary, or the Administrator as provided for in this chapter, may refer the matter to the Attorney General of the United States for collection in any appropriate district court of the United States.

(d)

Liability in rem; district court jurisdiction

A ship operated in violation of the MARPOL Protocol, Annex IV to the Antarctic Protocol, this chapter, or the regulations thereunder is liable in rem for any fine imposed under subsection (a) or civil penalty assessed pursuant to subsection (b), and may be proceeded against in the United States district court of any district in which the ship may be found.

(e)

Ship clearance or permits; refusal or revocation; bond or other surety

If any ship subject to the MARPOL Protocol, Annex IV to the Antarctic Protocol, or this chapter, its owner, operator, or person in charge is liable for a fine or civil penalty under this section, or if reasonable cause exists to believe that the ship, its owner, operator, or person in charge may be subject to a fine or civil penalty under this section, the Secretary of the Treasury, upon the request of the Secretary, shall refuse or revoke the clearance required by section 60105 of title 46. Clearance may be granted upon the filing of a bond or other surety satisfactory to the Secretary.

(f)

Referrals for appropriate action by foreign country

Notwithstanding subsection (a), (b), or (d) of this section, if the violation is by a ship registered in or of the nationality of a country party to the MARPOL Protocol or the Antarctic Protocol, or one operated under the authority of a country party to the MARPOL Protocol or the Antarctic Protocol, the Secretary, or the Administrator as provided for in this chapter acting in coordination with the Secretary of State, may refer the matter to the government of the country of the ship’s registry or nationality, or under whose authority the ship is operating for appropriate action, rather than taking the actions required or authorized by this section.

(g)

Deposits in Abandoned Seafarers Fund

Any penalty collected under subsection (a) or (b) that is not paid under that subsection to the person giving information leading to the conviction or assessment of such penalties shall be deposited in the Abandoned Seafarers Fund established under section 11113 of title 46.

Legislative history

Reconstructed from this section’s Code source credit and amendment notes, resolved against the local Statutes at Large. Editorial notes are evidence, not the law that made the change.

  1. Act to Prevent Pollution from Ships

    Pub. L. 96–478 § 9 · 94 Stat. 2297

    Enacted · 33 U.S.C. § 1908

    Pub. L. 96–478, § 9, Oct. 21, 1980, 94 Stat. 2301

    Source evidence

    Code source credit
    Pub. L. 96–478, § 9, Oct. 21, 1980, 94 Stat. 2301

    Enacted provision · exact public law section
    Sec. 9. (a) A person who knowingly violates the MARPOL Protocol, Violations and penalties. 33 USC 1908. this Act, or the regulations issued thereunder shall, for each violation, be fined not more than $50,000 or be imprisoned for not more than 5 years, or both. (b) A person who is found by the Secretary, after notice and an opportunity for a hearing, to have— (1) violated the MARPOL Protocol, this Act, or the regulations issued thereunder shall be liable to the United States for a civil penalty, not to exceed $25,000 for each violation; or (2) made a false, fictitious, or fraudulent statement or representation in any matter in which a statement or representation is required to be made to the Secretary under the MARPOL Protocol, this Act, or the regulations thereunder, shall be liable to the United States for a civil penalty, not to exceed $5,000 for each statement or representation. Each day of a continuing violation shall constitute a separate violation. The amount of the civil penalty shall be assessed by the Secretary, or his designee, by written notice. In determining the amount of the penalty, the Secretary shall take into account the nature, circumstances, extent, and gravity of the prohibited acts committed and, with respect to the violator, the degree of culpability, any history of prior offenses, ability to pay, and other matters as justice may require. (c) The Secretary may compromise, modify, or remit, with or without conditions, any civil penalty which is subject to assessment or which has been assessed under this section. If any person fails to pay an assessment of a civil penalty after it has become final, the Secretary may refer the matter to the Attorney General of the United States for collection in any appropriate district court of the United States. (d) A ship operated in violation of the MARPOL Protocol, this Act, or the regulations thereunder is liable in rem for any fine imposed under subsection (a) or civil penalty assessed pursuant to subsection (b), and may be proceeded against in the United States district court of any district in which the ship may be found. (e) If any ship subject to the MARPOL Protocol or this Act, its owner, operator, or person in charge is liable for a fine or civil penalty under this section, or if reasonable cause exists to believe that the ship, its owner, operator, or person in charge may be subject to a fine or civil penalty under this section, the Secretary of the Treasury, upon the request of the Secretary, shall refuse or revoke— (1) the clearance required by section 4197 of the Revised Statutes of the United States, as amended (46 U.S.C. 91); or (2) a permit to proceed under section 4367 of the Revised Statutes of the United States (46 U.S.C. 313) or section 443 of the Tariff Act 1930, as amended (19 U.S.C. 1443). Clearance or a permit to proceed may be granted upon the filing of a bond or other surety satisfactory to the Secretary. (f) Notwithstanding subsection (a), (b), or (d) of this section, if the violation is by a ship registered in or of the nationality of a country party to the MARPOL Protocol, or one operated under the authority of a country party to the MARPOL Protocol, the Secretary, acting in coordination with the Secretary of State, may refer the matter to that country for appropriate action, rather than taking the actions required or authorized by this section.

  2. United States-Japan Fishery Agreement Approval Act of 1987

    Pub. L. 100–220 § 2105(a)(1) · 101 Stat. 1458

    Inserted · 33 U.S.C. § 1908(a)

    Pub. L. 100–220, § 2105(a)(1), inserted at end “In the discretion of the Court, an amount equal to not more than ½ of such fine may be paid to the person giving information leading to conviction.”

    Source evidence

    Code amendment note
    Subsec. (a). Pub. L. 100–220, § 2105(a)(1), inserted at end “In the discretion of the Court, an amount equal to not more than ½ of such fine may be paid to the person giving information leading to conviction.”

    Enacted provision · exact public law section
    (1) Information leading to conviction.— Section 9(a) of the Act to Prevent Pollution From Ships is amended by inserting after the first sentence the following: “In the discretion of the Court, an amount equal to not more than ½ of such fine may be paid to the person giving information leading to conviction.”.

  3. United States-Japan Fishery Agreement Approval Act of 1987

    Pub. L. 100–220 § 2105(a)(2) · 101 Stat. 1458

    Inserted · 33 U.S.C. § 1908(b)

    Pub. L. 100–220, § 2105(a)(2), inserted at end “An amount equal to not more than ½ of such penalties may be paid by the Secretary to the person giving information leading to the assessment of such penalties.”

    Source evidence

    Code amendment note
    Subsec. (b). Pub. L. 100–220, § 2105(a)(2), inserted at end “An amount equal to not more than ½ of such penalties may be paid by the Secretary to the person giving information leading to the assessment of such penalties.”

    Enacted provision · exact public law section
    (2) Information leading to assessment of penalty.— Section 9(b) of the Act to Prevent Pollution From Ships is amended by adding at the end the following: “An amount equal to not more than 14 of such penalties may be paid by the Secretary to the person giving information leading to the assessment of such penalties.”.

  4. United States-Japan Fishery Agreement Approval Act of 1987

    Pub. L. 100–220 § 2105(b) · 101 Stat. 1458

    Substituted · 33 U.S.C. § 1908(f)

    Pub. L. 100–220, § 2105(b), substituted “to the government of the country of the ship’s registry or nationality, or under whose authority the ship is operating” for “to that country”

    Source evidence

    Code amendment note
    Subsec. (f). Pub. L. 100–220, § 2105(b), substituted “to the government of the country of the ship’s registry or nationality, or under whose authority the ship is operating” for “to that country”.

    Enacted provision · exact public law section
    (b) Reference of Violation to Country of Registry or Nationality.— Section 9(f) of the Act to Prevent Pollution from Ships is amended by striking “to that country” and inserting “to the government of the country of the ship’s registry or nationality, or under whose authority the ship is operating”.

  5. Oil Pollution Act of 1990

    Pub. L. 101–380 title IV § 4302(n) · 104 Stat. 484

    Substituted · 33 U.S.C. § 1908(a)

    Pub. L. 101–380 substituted “commits a class D felony” for “shall, for each violation, be fined not more than $50,000 or be imprisoned for not more than 5 years, or both”

    Source evidence

    Code amendment note
    Subsec. (a). Pub. L. 101–380 substituted “commits a class D felony” for “shall, for each violation, be fined not more than $50,000 or be imprisoned for not more than 5 years, or both”.

    Enacted provision · exact public law section
    (n) Act To Prevent Pollution From Ships.— Section 9(a) of the Act to Prevent Pollution from Ships (33 U.S.C. 1908(a)) is amended by striking “shall, for each violation, be fined not more than $50,000 or be imprisoned for not more than 5 years, or both.” and inserting “commits a class D felony.”.

    Effective date note
    Amendment by Pub. L. 101–380 applicable to incidents occurring after Aug. 18, 1990, see section 1020 of Pub. L. 101–380, set out as an Effective Date note under section 2701 of this title.

  6. North American Free Trade Agreement Implementation Act

    Pub. L. 103–182 title VI § 688 · 107 Stat. 2057

    Substituted · 33 U.S.C. § 1908(e)

    Pub. L. 103–182 substituted “shall refuse or revoke the clearance required by section 91 of title 46, Appendix. Clearance may be granted upon the filing of a bond or other surety satisfactory to the Secretary.” for “shall refuse or revoke—

    Source evidence

    Code amendment note
    Subsec. (e). Pub. L. 103–182 substituted “shall refuse or revoke the clearance required by section 91 of title 46, Appendix. Clearance may be granted upon the filing of a bond or other surety satisfactory to the Secretary.” for “shall refuse or revoke—

    “(1) the clearance required by section 91 of title 46, Appendix; or “(2) a permit to proceed under section 313 of title 46, Appendix, or section 1443 of title 19. Clearance or a permit to proceed may be granted upon the filing of a bond or other surety satisfactory to the Secretary.”

    Enacted provision · exact public law section
    SEC. 688. AMENDMENT TO THE ACT TO PREVENT POLLUTION FROM SHIPS. Section 9(e) of the Act to Prevent Pollution from Ships (94 Stat. 2301, 33 U.S.C. 1908(e)) is amended by striking out “shall refuse or revoke” and all of the text following thereafter and inserting “shall refuse or revoke the clearance required by section 4197 of the Revised Statutes of the United States (46 U.S.C. App. 91). Clearance may be granted upon the filing of a bond or other surety satisfactory to the Secretary.”.

  7. Antarctic Science, Tourism, and Conservation Act of 1996

    Pub. L. 104–227 § 201(f)(1) · 110 Stat. 3034

    Inserted · 33 U.S.C. § 1908(a)

    Pub. L. 104–227, § 201(f)(1), inserted “, Annex IV to the Antarctic Protocol,” after “MARPOL Protocol,”

    Source evidence

    Code amendment note
    Subsec. (a). Pub. L. 104–227, § 201(f)(1), inserted “, Annex IV to the Antarctic Protocol,” after “MARPOL Protocol,”.

    Enacted provision · exact public law section
    SEC. 201. AMENDMENTS TO ACT TO PREVENT POLLUTION FROM SHIPS. (a) Definitions.— Section 2 of the Act to Prevent Pollution from Ships (33 U.S.C. 1901) is amended— (1) by redesignating paragraphs (1) through (10) of subsection (a) as paragraphs (3) through (12), respectively; (2) by inserting before paragraph (3), as so redesignated by paragraph (1) of this subsection, the following new paragraphs: “(1) ‘Antarctica’ means the area south of 60 degrees south latitude, “(2) ‘Antarctic Protocol’ means the Protocol on Environmental Protection to the Antarctic Treaty, signed October 4, 1991, in Madrid, and all annexes thereto, and includes any future amendments thereto which have entered into force;”; and (3) by adding at the end the following new subsection: “(c) For the purposes of this Act, the requirements of Annex IV to the Antarctic Protocol shall apply in Antarctica to all vessels over which the United States has jurisdiction.”. (b) Application of Act.— Section 3(b)(1)(B) of the Act to Prevent Pollution from Ships (33 U.S.C. 1902(b)(1)(B)) is amended by inserting “or the Antarctic Protocol” after “MARPOL Protocol”. (c) Administration.— Section 4 of the Act to Prevent Pollution from Ships (33 U.S.C. 1903) is amended— (1) by inserting “, Annex IV to the Antarctic Protocol,” after “the MARPOL Protocol” in the first sentence of subsection (a); (2) in subsection (b)(1) by inserting “, Annex IV to the Antarctic Protocol,” after “the MARPOL Protocol”; (3) in subsection (b)(2)(A) by striking “within 1 year after the effective date of this paragraph,”; and (4) in subsection (b)(2)(A)(i) by inserting “ and of Annex IV to the Antarctic Protocol” after “the Convention”. (d) Pollution Reception Facilities.— Section 6 of the Act to Prevent Pollution from Ships (33 U.S.C. 1905) is amended— (1) in subsection (b) by inserting “or the Antarctic Protocol” after “the MARPOL Protocol”; (2) in subsection (e)(i) by inserting “or the Antarctic Protocol” after “the Convention”; (3) in subsection (e)(1)(A) by inserting “or Article 9 of Annex IV to the Antarctic Protocol” after “the Convention”; and (4) in subsection (f) by inserting “or the Antarctic Protocol” after “the MARPOL Protocol”. (e) Violations.— Section 8 of the Act to Prevent Pollution from Ships (33 U.S.C. 1907) is amended— (1) in the first sentence of subsection (a) by inserting “Annex IV to the Antarctic Protocol,” after “MARPOL Protocol,”; (2) in the second sentence of subsection (a)— (A) by inserting “or to the Antarctic Protocol” after “to the MARPOL Protocol”; and (B) by inserting “and Annex IV to the Antarctic Protocol” after “of the MARPOL Protocol”; (3) in subsection (b) by inserting “or the Antarctic Protocol” after “MARPOL Protocol” both places it appears; (4) in subsection (c)(1) by inserting “, of Article 3 or Article 4 of Annex IV to the Antarctic Protocol,” after “to the Convention”; (5) in subsection (c)(2) by inserting “or the Antarctic Protocol” after “which the MARPOL Protocol”; (6) in subsection (c)(2)(A) by inserting “, Annex IV to the Antarctic Protocol,” after “MARPOL Protocol”; (7) in subsection (c)(2)(B)— (A) by inserting “or the Antarctic Protocol” after “to the MARPOL Protocol”; and (B) by inserting “or Annex IV to the Antarctic Protocol” after “of the MARPOL Protocol”; (8) in subsection (d)(1) by inserting “, Article 5 of Annex IV to the Antarctic Protocol,” after “Convention”; (9) in subsection (e)(1)— (A) by inserting “or the Antarctic Protocol” after “MARPOL Protocol”; and (B) by striking “that Protocol” and inserting in lieu thereof “those Protocols”; and (10) in subsection (e)(2) by inserting “, of Annex IV to the Antarctic Protocol,” after “MARPOL Protocol”.

  8. Antarctic Science, Tourism, and Conservation Act of 1996

    Pub. L. 104–227 § 201(f)(2) · 110 Stat. 3034

    Inserted · 33 U.S.C. § 1908(b)

    Pub. L. 104–227, § 201(f)(2), (3), inserted “, Annex IV to the Antarctic Protocol,” after “MARPOL Protocol,” in pars. (1) and (2)

    Source evidence

    Code amendment note
    Subsec. (b). Pub. L. 104–227, § 201(f)(2), (3), inserted “, Annex IV to the Antarctic Protocol,” after “MARPOL Protocol,” in pars. (1) and (2).

    Enacted provision · exact public law section
    SEC. 201. AMENDMENTS TO ACT TO PREVENT POLLUTION FROM SHIPS. (a) Definitions.— Section 2 of the Act to Prevent Pollution from Ships (33 U.S.C. 1901) is amended— (1) by redesignating paragraphs (1) through (10) of subsection (a) as paragraphs (3) through (12), respectively; (2) by inserting before paragraph (3), as so redesignated by paragraph (1) of this subsection, the following new paragraphs: “(1) ‘Antarctica’ means the area south of 60 degrees south latitude, “(2) ‘Antarctic Protocol’ means the Protocol on Environmental Protection to the Antarctic Treaty, signed October 4, 1991, in Madrid, and all annexes thereto, and includes any future amendments thereto which have entered into force;”; and (3) by adding at the end the following new subsection: “(c) For the purposes of this Act, the requirements of Annex IV to the Antarctic Protocol shall apply in Antarctica to all vessels over which the United States has jurisdiction.”. (b) Application of Act.— Section 3(b)(1)(B) of the Act to Prevent Pollution from Ships (33 U.S.C. 1902(b)(1)(B)) is amended by inserting “or the Antarctic Protocol” after “MARPOL Protocol”. (c) Administration.— Section 4 of the Act to Prevent Pollution from Ships (33 U.S.C. 1903) is amended— (1) by inserting “, Annex IV to the Antarctic Protocol,” after “the MARPOL Protocol” in the first sentence of subsection (a); (2) in subsection (b)(1) by inserting “, Annex IV to the Antarctic Protocol,” after “the MARPOL Protocol”; (3) in subsection (b)(2)(A) by striking “within 1 year after the effective date of this paragraph,”; and (4) in subsection (b)(2)(A)(i) by inserting “ and of Annex IV to the Antarctic Protocol” after “the Convention”. (d) Pollution Reception Facilities.— Section 6 of the Act to Prevent Pollution from Ships (33 U.S.C. 1905) is amended— (1) in subsection (b) by inserting “or the Antarctic Protocol” after “the MARPOL Protocol”; (2) in subsection (e)(i) by inserting “or the Antarctic Protocol” after “the Convention”; (3) in subsection (e)(1)(A) by inserting “or Article 9 of Annex IV to the Antarctic Protocol” after “the Convention”; and (4) in subsection (f) by inserting “or the Antarctic Protocol” after “the MARPOL Protocol”. (e) Violations.— Section 8 of the Act to Prevent Pollution from Ships (33 U.S.C. 1907) is amended— (1) in the first sentence of subsection (a) by inserting “Annex IV to the Antarctic Protocol,” after “MARPOL Protocol,”; (2) in the second sentence of subsection (a)— (A) by inserting “or to the Antarctic Protocol” after “to the MARPOL Protocol”; and (B) by inserting “and Annex IV to the Antarctic Protocol” after “of the MARPOL Protocol”; (3) in subsection (b) by inserting “or the Antarctic Protocol” after “MARPOL Protocol” both places it appears; (4) in subsection (c)(1) by inserting “, of Article 3 or Article 4 of Annex IV to the Antarctic Protocol,” after “to the Convention”; (5) in subsection (c)(2) by inserting “or the Antarctic Protocol” after “which the MARPOL Protocol”; (6) in subsection (c)(2)(A) by inserting “, Annex IV to the Antarctic Protocol,” after “MARPOL Protocol”; (7) in subsection (c)(2)(B)— (A) by inserting “or the Antarctic Protocol” after “to the MARPOL Protocol”; and (B) by inserting “or Annex IV to the Antarctic Protocol” after “of the MARPOL Protocol”; (8) in subsection (d)(1) by inserting “, Article 5 of Annex IV to the Antarctic Protocol,” after “Convention”; (9) in subsection (e)(1)— (A) by inserting “or the Antarctic Protocol” after “MARPOL Protocol”; and (B) by striking “that Protocol” and inserting in lieu thereof “those Protocols”; and (10) in subsection (e)(2) by inserting “, of Annex IV to the Antarctic Protocol,” after “MARPOL Protocol”.

  9. Antarctic Science, Tourism, and Conservation Act of 1996

    Pub. L. 104–227 § 201(f)(4) · 110 Stat. 3034

    Inserted · 33 U.S.C. § 1908(d)

    Pub. L. 104–227, § 201(f)(4), inserted “, Annex IV to the Antarctic Protocol,” after “MARPOL Protocol,”

    Source evidence

    Code amendment note
    Subsec. (d). Pub. L. 104–227, § 201(f)(4), inserted “, Annex IV to the Antarctic Protocol,” after “MARPOL Protocol,”.

    Enacted provision · exact public law section
    SEC. 201. AMENDMENTS TO ACT TO PREVENT POLLUTION FROM SHIPS. (a) Definitions.— Section 2 of the Act to Prevent Pollution from Ships (33 U.S.C. 1901) is amended— (1) by redesignating paragraphs (1) through (10) of subsection (a) as paragraphs (3) through (12), respectively; (2) by inserting before paragraph (3), as so redesignated by paragraph (1) of this subsection, the following new paragraphs: “(1) ‘Antarctica’ means the area south of 60 degrees south latitude, “(2) ‘Antarctic Protocol’ means the Protocol on Environmental Protection to the Antarctic Treaty, signed October 4, 1991, in Madrid, and all annexes thereto, and includes any future amendments thereto which have entered into force;”; and (3) by adding at the end the following new subsection: “(c) For the purposes of this Act, the requirements of Annex IV to the Antarctic Protocol shall apply in Antarctica to all vessels over which the United States has jurisdiction.”. (b) Application of Act.— Section 3(b)(1)(B) of the Act to Prevent Pollution from Ships (33 U.S.C. 1902(b)(1)(B)) is amended by inserting “or the Antarctic Protocol” after “MARPOL Protocol”. (c) Administration.— Section 4 of the Act to Prevent Pollution from Ships (33 U.S.C. 1903) is amended— (1) by inserting “, Annex IV to the Antarctic Protocol,” after “the MARPOL Protocol” in the first sentence of subsection (a); (2) in subsection (b)(1) by inserting “, Annex IV to the Antarctic Protocol,” after “the MARPOL Protocol”; (3) in subsection (b)(2)(A) by striking “within 1 year after the effective date of this paragraph,”; and (4) in subsection (b)(2)(A)(i) by inserting “ and of Annex IV to the Antarctic Protocol” after “the Convention”. (d) Pollution Reception Facilities.— Section 6 of the Act to Prevent Pollution from Ships (33 U.S.C. 1905) is amended— (1) in subsection (b) by inserting “or the Antarctic Protocol” after “the MARPOL Protocol”; (2) in subsection (e)(i) by inserting “or the Antarctic Protocol” after “the Convention”; (3) in subsection (e)(1)(A) by inserting “or Article 9 of Annex IV to the Antarctic Protocol” after “the Convention”; and (4) in subsection (f) by inserting “or the Antarctic Protocol” after “the MARPOL Protocol”. (e) Violations.— Section 8 of the Act to Prevent Pollution from Ships (33 U.S.C. 1907) is amended— (1) in the first sentence of subsection (a) by inserting “Annex IV to the Antarctic Protocol,” after “MARPOL Protocol,”; (2) in the second sentence of subsection (a)— (A) by inserting “or to the Antarctic Protocol” after “to the MARPOL Protocol”; and (B) by inserting “and Annex IV to the Antarctic Protocol” after “of the MARPOL Protocol”; (3) in subsection (b) by inserting “or the Antarctic Protocol” after “MARPOL Protocol” both places it appears; (4) in subsection (c)(1) by inserting “, of Article 3 or Article 4 of Annex IV to the Antarctic Protocol,” after “to the Convention”; (5) in subsection (c)(2) by inserting “or the Antarctic Protocol” after “which the MARPOL Protocol”; (6) in subsection (c)(2)(A) by inserting “, Annex IV to the Antarctic Protocol,” after “MARPOL Protocol”; (7) in subsection (c)(2)(B)— (A) by inserting “or the Antarctic Protocol” after “to the MARPOL Protocol”; and (B) by inserting “or Annex IV to the Antarctic Protocol” after “of the MARPOL Protocol”; (8) in subsection (d)(1) by inserting “, Article 5 of Annex IV to the Antarctic Protocol,” after “Convention”; (9) in subsection (e)(1)— (A) by inserting “or the Antarctic Protocol” after “MARPOL Protocol”; and (B) by striking “that Protocol” and inserting in lieu thereof “those Protocols”; and (10) in subsection (e)(2) by inserting “, of Annex IV to the Antarctic Protocol,” after “MARPOL Protocol”.

  10. Antarctic Science, Tourism, and Conservation Act of 1996

    Pub. L. 104–227 § 201(f)(5) · 110 Stat. 3034

    Inserted · 33 U.S.C. § 1908(e)

    Pub. L. 104–227, § 201(f)(5), inserted “, Annex IV to the Antarctic Protocol,” after “MARPOL Protocol”

    Source evidence

    Code amendment note
    Subsec. (e). Pub. L. 104–227, § 201(f)(5), inserted “, Annex IV to the Antarctic Protocol,” after “MARPOL Protocol”.

    Enacted provision · exact public law section
    SEC. 201. AMENDMENTS TO ACT TO PREVENT POLLUTION FROM SHIPS. (a) Definitions.— Section 2 of the Act to Prevent Pollution from Ships (33 U.S.C. 1901) is amended— (1) by redesignating paragraphs (1) through (10) of subsection (a) as paragraphs (3) through (12), respectively; (2) by inserting before paragraph (3), as so redesignated by paragraph (1) of this subsection, the following new paragraphs: “(1) ‘Antarctica’ means the area south of 60 degrees south latitude, “(2) ‘Antarctic Protocol’ means the Protocol on Environmental Protection to the Antarctic Treaty, signed October 4, 1991, in Madrid, and all annexes thereto, and includes any future amendments thereto which have entered into force;”; and (3) by adding at the end the following new subsection: “(c) For the purposes of this Act, the requirements of Annex IV to the Antarctic Protocol shall apply in Antarctica to all vessels over which the United States has jurisdiction.”. (b) Application of Act.— Section 3(b)(1)(B) of the Act to Prevent Pollution from Ships (33 U.S.C. 1902(b)(1)(B)) is amended by inserting “or the Antarctic Protocol” after “MARPOL Protocol”. (c) Administration.— Section 4 of the Act to Prevent Pollution from Ships (33 U.S.C. 1903) is amended— (1) by inserting “, Annex IV to the Antarctic Protocol,” after “the MARPOL Protocol” in the first sentence of subsection (a); (2) in subsection (b)(1) by inserting “, Annex IV to the Antarctic Protocol,” after “the MARPOL Protocol”; (3) in subsection (b)(2)(A) by striking “within 1 year after the effective date of this paragraph,”; and (4) in subsection (b)(2)(A)(i) by inserting “ and of Annex IV to the Antarctic Protocol” after “the Convention”. (d) Pollution Reception Facilities.— Section 6 of the Act to Prevent Pollution from Ships (33 U.S.C. 1905) is amended— (1) in subsection (b) by inserting “or the Antarctic Protocol” after “the MARPOL Protocol”; (2) in subsection (e)(i) by inserting “or the Antarctic Protocol” after “the Convention”; (3) in subsection (e)(1)(A) by inserting “or Article 9 of Annex IV to the Antarctic Protocol” after “the Convention”; and (4) in subsection (f) by inserting “or the Antarctic Protocol” after “the MARPOL Protocol”. (e) Violations.— Section 8 of the Act to Prevent Pollution from Ships (33 U.S.C. 1907) is amended— (1) in the first sentence of subsection (a) by inserting “Annex IV to the Antarctic Protocol,” after “MARPOL Protocol,”; (2) in the second sentence of subsection (a)— (A) by inserting “or to the Antarctic Protocol” after “to the MARPOL Protocol”; and (B) by inserting “and Annex IV to the Antarctic Protocol” after “of the MARPOL Protocol”; (3) in subsection (b) by inserting “or the Antarctic Protocol” after “MARPOL Protocol” both places it appears; (4) in subsection (c)(1) by inserting “, of Article 3 or Article 4 of Annex IV to the Antarctic Protocol,” after “to the Convention”; (5) in subsection (c)(2) by inserting “or the Antarctic Protocol” after “which the MARPOL Protocol”; (6) in subsection (c)(2)(A) by inserting “, Annex IV to the Antarctic Protocol,” after “MARPOL Protocol”; (7) in subsection (c)(2)(B)— (A) by inserting “or the Antarctic Protocol” after “to the MARPOL Protocol”; and (B) by inserting “or Annex IV to the Antarctic Protocol” after “of the MARPOL Protocol”; (8) in subsection (d)(1) by inserting “, Article 5 of Annex IV to the Antarctic Protocol,” after “Convention”; (9) in subsection (e)(1)— (A) by inserting “or the Antarctic Protocol” after “MARPOL Protocol”; and (B) by striking “that Protocol” and inserting in lieu thereof “those Protocols”; and (10) in subsection (e)(2) by inserting “, of Annex IV to the Antarctic Protocol,” after “MARPOL Protocol”.

  11. Antarctic Science, Tourism, and Conservation Act of 1996

    Pub. L. 104–227 § 201(f)(6) · 110 Stat. 3034

    Inserted · 33 U.S.C. § 1908(f)

    Pub. L. 104–227, § 201(f)(6), inserted “or the Antarctic Protocol” after “MARPOL Protocol” in two places

    Source evidence

    Code amendment note
    Subsec. (f). Pub. L. 104–227, § 201(f)(6), inserted “or the Antarctic Protocol” after “MARPOL Protocol” in two places.

    Enacted provision · exact public law section
    SEC. 201. AMENDMENTS TO ACT TO PREVENT POLLUTION FROM SHIPS. (a) Definitions.— Section 2 of the Act to Prevent Pollution from Ships (33 U.S.C. 1901) is amended— (1) by redesignating paragraphs (1) through (10) of subsection (a) as paragraphs (3) through (12), respectively; (2) by inserting before paragraph (3), as so redesignated by paragraph (1) of this subsection, the following new paragraphs: “(1) ‘Antarctica’ means the area south of 60 degrees south latitude, “(2) ‘Antarctic Protocol’ means the Protocol on Environmental Protection to the Antarctic Treaty, signed October 4, 1991, in Madrid, and all annexes thereto, and includes any future amendments thereto which have entered into force;”; and (3) by adding at the end the following new subsection: “(c) For the purposes of this Act, the requirements of Annex IV to the Antarctic Protocol shall apply in Antarctica to all vessels over which the United States has jurisdiction.”. (b) Application of Act.— Section 3(b)(1)(B) of the Act to Prevent Pollution from Ships (33 U.S.C. 1902(b)(1)(B)) is amended by inserting “or the Antarctic Protocol” after “MARPOL Protocol”. (c) Administration.— Section 4 of the Act to Prevent Pollution from Ships (33 U.S.C. 1903) is amended— (1) by inserting “, Annex IV to the Antarctic Protocol,” after “the MARPOL Protocol” in the first sentence of subsection (a); (2) in subsection (b)(1) by inserting “, Annex IV to the Antarctic Protocol,” after “the MARPOL Protocol”; (3) in subsection (b)(2)(A) by striking “within 1 year after the effective date of this paragraph,”; and (4) in subsection (b)(2)(A)(i) by inserting “ and of Annex IV to the Antarctic Protocol” after “the Convention”. (d) Pollution Reception Facilities.— Section 6 of the Act to Prevent Pollution from Ships (33 U.S.C. 1905) is amended— (1) in subsection (b) by inserting “or the Antarctic Protocol” after “the MARPOL Protocol”; (2) in subsection (e)(i) by inserting “or the Antarctic Protocol” after “the Convention”; (3) in subsection (e)(1)(A) by inserting “or Article 9 of Annex IV to the Antarctic Protocol” after “the Convention”; and (4) in subsection (f) by inserting “or the Antarctic Protocol” after “the MARPOL Protocol”. (e) Violations.— Section 8 of the Act to Prevent Pollution from Ships (33 U.S.C. 1907) is amended— (1) in the first sentence of subsection (a) by inserting “Annex IV to the Antarctic Protocol,” after “MARPOL Protocol,”; (2) in the second sentence of subsection (a)— (A) by inserting “or to the Antarctic Protocol” after “to the MARPOL Protocol”; and (B) by inserting “and Annex IV to the Antarctic Protocol” after “of the MARPOL Protocol”; (3) in subsection (b) by inserting “or the Antarctic Protocol” after “MARPOL Protocol” both places it appears; (4) in subsection (c)(1) by inserting “, of Article 3 or Article 4 of Annex IV to the Antarctic Protocol,” after “to the Convention”; (5) in subsection (c)(2) by inserting “or the Antarctic Protocol” after “which the MARPOL Protocol”; (6) in subsection (c)(2)(A) by inserting “, Annex IV to the Antarctic Protocol,” after “MARPOL Protocol”; (7) in subsection (c)(2)(B)— (A) by inserting “or the Antarctic Protocol” after “to the MARPOL Protocol”; and (B) by inserting “or Annex IV to the Antarctic Protocol” after “of the MARPOL Protocol”; (8) in subsection (d)(1) by inserting “, Article 5 of Annex IV to the Antarctic Protocol,” after “Convention”; (9) in subsection (e)(1)— (A) by inserting “or the Antarctic Protocol” after “MARPOL Protocol”; and (B) by striking “that Protocol” and inserting in lieu thereof “those Protocols”; and (10) in subsection (e)(2) by inserting “, of Annex IV to the Antarctic Protocol,” after “MARPOL Protocol”.

  12. Maritime Pollution Prevention Act of 2008

    Pub. L. 110–280 § 10(1) · 122 Stat. 2611

    Substituted · 33 U.S.C. § 1908

    Pub. L. 110–280, § 10(1), substituted “MARPOL Protocol,” for “MARPOL Protocol,,” wherever appearing in subsecs. (a), (b), and (d)

    Source evidence

    Code amendment note
    Pub. L. 110–280, § 10(1), substituted “MARPOL Protocol,” for “MARPOL Protocol,,” wherever appearing in subsecs. (a), (b), and (d).

    Enacted provision · exact public law section
    (1) by striking “Protocol,,” each place it appears and inserting “Protocol,”;

  13. Maritime Pollution Prevention Act of 2008

    Pub. L. 110–280 § 10(2)(C) · 122 Stat. 2611

    Inserted · 33 U.S.C. § 1908(b)

    Pub. L. 110–280, § 10(2)(C), in concluding provisions, inserted “or the Administrator as provided for in this chapter” after “Secretary,” and “, or the Administrator as provided for in this chapter,” after “Secretary” in two places

    Source evidence

    Code amendment note
    Subsec. (b). Pub. L. 110–280, § 10(2)(C), in concluding provisions, inserted “or the Administrator as provided for in this chapter” after “Secretary,” and “, or the Administrator as provided for in this chapter,” after “Secretary” in two places.

    Enacted provision · exact public law section
    (C) in the matter after paragraph (2)— (i) by inserting “or the Administrator as provided for in this Act” after “Secretary,” the first place it appears; and (ii) by inserting “, or the Administrator as provided for in this Act,” after “Secretary” the second and third places it appears;

  14. Maritime Pollution Prevention Act of 2008

    Pub. L. 110–280 § 10(2)(A) · 122 Stat. 2611

    Inserted · 33 U.S.C. § 1908(b)

    Pub. L. 110–280, § 10(2)(A), in introductory provisions, inserted “or the Administrator as provided for in this chapter,” after “Secretary,”

    Target inherited from the preceding amendment note.

    Source evidence

    Code amendment note
    Pub. L. 110–280, § 10(2)(A), in introductory provisions, inserted “or the Administrator as provided for in this chapter,” after “Secretary,”.

    Enacted provision · exact public law section
    (A) by inserting “or the Administrator as provided for in this Act,” after “Secretary,” the first place it appears;

  15. Maritime Pollution Prevention Act of 2008

    Pub. L. 110–280 § 10(2)(B) · 122 Stat. 2611

    Inserted · 33 U.S.C. § 1908(b)(2)

    Pub. L. 110–280, § 10(2)(B), inserted “, or the Administrator as provided for in this chapter,” after “Secretary”

    Source evidence

    Code amendment note
    Subsec. (b)(2). Pub. L. 110–280, § 10(2)(B), inserted “, or the Administrator as provided for in this chapter,” after “Secretary”.

    Enacted provision · exact public law section
    (B) in paragraph (2), by inserting “, or the Administrator as provided for in this Act,” after “Secretary”; and

  16. Maritime Pollution Prevention Act of 2008

    Pub. L. 110–280 § 10(3) · 122 Stat. 2611

    Inserted · 33 U.S.C. § 1908(c)

    Pub. L. 110–280, § 10(3), inserted “, or the Administrator as provided for in this chapter,” after “Secretary” in two places

    Source evidence

    Code amendment note
    Subsec. (c). Pub. L. 110–280, § 10(3), inserted “, or the Administrator as provided for in this chapter,” after “Secretary” in two places.

    Enacted provision · exact public law section
    (3) in subsection (c), by inserting “, or the Administrator as provided for in this Act,” after “Secretary” each place it appears; and

  17. Maritime Pollution Prevention Act of 2008

    Pub. L. 110–280 § 10(4) · 122 Stat. 2611

    Inserted · 33 U.S.C. § 1908(f)

    Pub. L. 110–280, § 10(4), inserted “or the Administrator as provided for in this chapter” after “Secretary,”

    Source evidence

    Code amendment note
    Subsec. (f). Pub. L. 110–280, § 10(4), inserted “or the Administrator as provided for in this chapter” after “Secretary,”.

    Enacted provision · exact public law section
    (4) in subsection (f), by inserting “or the Administrator as provided for in this Act” after “Secretary,” the first place appears.

  18. Howard Coble Coast Guard and Maritime Transportation Act of 2014

    Pub. L. 113–281 title III § 320(c) · 128 Stat. 3022

    Added · 33 U.S.C. § 1908(g)

    Pub. L. 113–281 added subsec. (g)

    Source evidence

    Code amendment note
    Subsec. (g). Pub. L. 113–281 added subsec. (g).

    Enacted provision · exact public law section
    (c) Conforming Amendment.— Section 9 of the Act to Prevent Pollution from Ships (33 U.S.C. 1908) is amended by adding at the end the following: “(g) Any penalty collected under subsection (a) or (b) that is not paid under that subsection to the person giving information leading to the conviction or assessment of such penalties shall be deposited in the Abandoned Seafarers Fund established under section 11113 of title 46, United States Code.” .

18 of 18 references resolved to an enrolled provision

Editorial Notes

Codification

In subsec. (e), “section 60105 of title 46” substituted for “section 4197 of the Revised Statutes of the United States (46 U.S.C. App. 91)” on authority of Pub. L. 109–304, § 18(c), , 120 Stat. 1709, which Act enacted section 60105 of Title 46, Shipping.

Amendments1987–2014 · 6 rounds

2014

Subsec. (g). Pub. L. 113–281 added subsec. (g).

2008

Pub. L. 110–280, § 10(1), substituted “MARPOL Protocol,” for “MARPOL Protocol,,” wherever appearing in subsecs. (a), (b), and (d).

Subsec. (b). Pub. L. 110–280, § 10(2)(C), in concluding provisions, inserted “or the Administrator as provided for in this chapter” after “Secretary,” and “, or the Administrator as provided for in this chapter,” after “Secretary” in two places.

Pub. L. 110–280, § 10(2)(A), in introductory provisions, inserted “or the Administrator as provided for in this chapter,” after “Secretary,”.

Subsec. (b)(2). Pub. L. 110–280, § 10(2)(B), inserted “, or the Administrator as provided for in this chapter,” after “Secretary”.

Subsec. (c). Pub. L. 110–280, § 10(3), inserted “, or the Administrator as provided for in this chapter,” after “Secretary” in two places.

Subsec. (f). Pub. L. 110–280, § 10(4), inserted “or the Administrator as provided for in this chapter” after “Secretary,”.

1996

Subsec. (a). Pub. L. 104–227, § 201(f)(1), inserted “, Annex IV to the Antarctic Protocol,” after “MARPOL Protocol,”.

Subsec. (b). Pub. L. 104–227, § 201(f)(2), (3), inserted “, Annex IV to the Antarctic Protocol,” after “MARPOL Protocol,” in pars. (1) and (2).

Subsec. (d). Pub. L. 104–227, § 201(f)(4), inserted “, Annex IV to the Antarctic Protocol,” after “MARPOL Protocol,”.

Subsec. (e). Pub. L. 104–227, § 201(f)(5), inserted “, Annex IV to the Antarctic Protocol,” after “MARPOL Protocol”.

Subsec. (f). Pub. L. 104–227, § 201(f)(6), inserted “or the Antarctic Protocol” after “MARPOL Protocol” in two places.

1993

Subsec. (e). Pub. L. 103–182 substituted “shall refuse or revoke the clearance required by section 91 of title 46, Appendix. Clearance may be granted upon the filing of a bond or other surety satisfactory to the Secretary.” for “shall refuse or revoke—

“(1) the clearance required by section 91 of title 46, Appendix; or

“(2) a permit to proceed under section 313 of title 46, Appendix, or section 1443 of title 19.

Clearance or a permit to proceed may be granted upon the filing of a bond or other surety satisfactory to the Secretary.”

1990

Subsec. (a). Pub. L. 101–380 substituted “commits a class D felony” for “shall, for each violation, be fined not more than $50,000 or be imprisoned for not more than 5 years, or both”.

1987

Subsec. (a). Pub. L. 100–220, § 2105(a)(1), inserted at end “In the discretion of the Court, an amount equal to not more than ½ of such fine may be paid to the person giving information leading to conviction.”

Subsec. (b). Pub. L. 100–220, § 2105(a)(2), inserted at end “An amount equal to not more than ½ of such penalties may be paid by the Secretary to the person giving information leading to the assessment of such penalties.”

Subsec. (f). Pub. L. 100–220, § 2105(b), substituted “to the government of the country of the ship’s registry or nationality, or under whose authority the ship is operating” for “to that country”.

Statutory Notes and Related Subsidiaries

Effective Date of 1990 Amendment

Amendment by Pub. L. 101–380 applicable to incidents occurring after , see section 1020 of Pub. L. 101–380, set out as an Effective Date note under section 2701 of this title.

Effective Date of 1987 Amendment

Amendment by Pub. L. 100–220 effective , the date on which Annex V to the International Convention for the Prevention of Pollution from Ships, 1973, entered into force for the United States, see section 2002(a) of Pub. L. 100–220, set out as a note under section 1901 of this title.

Credits

1980–2014 · 7 acts
  1. 1980Pub. L. 96–478, § 9, , 94 Stat. 2301
  2. 1987Pub. L. 100–220, title II, § 2105, , 101 Stat. 1463
  3. 1990Pub. L. 101–380, title IV, § 4302(n), , 104 Stat. 539
  4. 1993Pub. L. 103–182, title VI, § 688, , 107 Stat. 2222
  5. 1996Pub. L. 104–227, title II, § 201(f), , 110 Stat. 3043
  6. 2008Pub. L. 110–280, § 10, , 122 Stat. 2615
  7. 2014Pub. L. 113–281, title III, § 320(c), , 128 Stat. 3054.
Show as published

(Pub. L. 96–478, § 9, , 94 Stat. 2301; Pub. L. 100–220, title II, § 2105, , 101 Stat. 1463; Pub. L. 101–380, title IV, § 4302(n), , 104 Stat. 539; Pub. L. 103–182, title VI, § 688, , 107 Stat. 2222; Pub. L. 104–227, title II, § 201(f), , 110 Stat. 3043; Pub. L. 110–280, § 10, , 122 Stat. 2615; Pub. L. 113–281, title III, § 320(c), , 128 Stat. 3054.)

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