Title 7 — Agriculture
Chapter 1 — Commodity Exchanges
§ 9c. Notice of investigations and enforcement actions
Statutory text
The Commission shall provide the Securities and Exchange Commission with notice of the commencement of any proceeding and a copy of any order entered by the Commission pursuant to section 9 and 13b of this title against any futures commission merchant or introducing broker registered pursuant to section 6f(a)(2) of this title, any floor broker or floor trader exempt from registration pursuant to section 6f(a)(3) of this title, any associated person exempt from registration pursuant to section 6k(6) of this title, or any board of trade designated as a contract market pursuant to section 7b–1 of this title.
Legislative history
Reconstructed from this section’s Code source credit and amendment notes, resolved against the local Statutes at Large. Editorial notes are evidence, not the law that made the change.
Consolidated Appropriations Act, 2001
Pub. L. 106–554 § 1(a)(5)(tII)(s253)(b) · 114 Stat. 2763
Enacted · 7 U.S.C. § 9c
(Sept. 21, 1922, ch. 369, § 6(g), as added Pub. L. 106–554, § 1(a)(5) [title II, § 253(b)], Dec. 21, 2000, 114 Stat. 2763, 2763A–449.)
Source evidence
Code source credit
(Sept. 21, 1922, ch. 369, § 6(g), as added Pub. L. 106–554, § 1(a)(5) [title II, § 253(b)], Dec. 21, 2000, 114 Stat. 2763, 2763A–449.)Enacted provision · exact public law section
(5) H.R. 5660, as introduced on December 14, 2000.
1 of 1 references resolved to an enrolled provision
Editorial Notes
Codification
Section is comprised of subsec. (g) of section 6 of act . Subsecs. (a) and (b) of section 6 are classified to section 8 of this title. Subsec. (c) of section 6 is classified to section 9 of this title. Subsecs. (d), (e), and (f) of section 6 are classified to sections 13b, 9a, and 9b of this title, respectively.
Credits
(Sept. 21, 1922, ch. 369, § 6(g), as added Pub. L. 106–554, § 1(a)(5) [title II, § 253(b)], , 114 Stat. 2763, 2763A–449.)