Title 10 — Armed Forces
Part V · Chapter 305 — Universities
§ 4142. Extramural acquisition innovation and research activities
Statutory text
Establishment.—
The Secretary of Defense, acting through the Under Secretary of Defense for Acquisition and Sustainment and in coordination with the Under Secretary of Defense for Research and Engineering, shall establish and maintain extramural acquisition innovation and research activities as described in subsection (c), which shall include an acquisition research organization within a civilian college or university that is not owned or operated by the Federal Government that is established to provide and maintain essential research and development capabilities through a long-term strategic relationship with the Department of Defense.
Goals.—
The goal of any activity conducted pursuant to this section shall be to provide academic analyses and policy alternatives for innovation in defense acquisition policies and practices to policymakers in the Federal Government by using a variety of means intended to widely disseminate research findings from such an activity, in addition to executing demonstration and pilot programs of innovative acquisition policies and practices.
Activities.—
The activities described in this subsection are as follows:
Research on past and current defense acquisition policies and practices, commercial and international best practices, and the application of new technologies and analytical capabilities to improve acquisition policies and practices.
Pilot programs to prototype and demonstrate new acquisition practices for potential transition to wider use in the Department of Defense.
Establishment of data repositories and development of analytical capabilities, in coordination with the Chief Data Officer of the Department of Defense, to enable researchers and acquisition professionals to access and analyze historical data sets to support research and new policy and practice development.
Executive education to—
support acquisition workforce development, including for early career, mid-career, and senior leaders; and
provide appropriate education on acquisition issues to non-acquisition professionals.
On an ongoing basis, a review of the implementation of recommendations contained in relevant Department of Defense and private sector studies on acquisition policies and practices, including—
for recommendations for the enactment of legislation, identify the extent to which the recommendations have been enacted into law by Congress;
for recommendations for the issuance of regulations, identify the extent to which the recommendations have been adopted through the issuance or revision of regulations;
for recommendations for revisions to policies and procedures in the executive branch, identify the extent to which the recommendations have been adopted through issuance of an appropriate implementing directive or other form of guidance; and
for recommendations for the resources required to implement recommendations contained in relevant Department of Defense and private sector studies on acquisition policies and practices.
Engagement with researchers and acquisition professionals in the Department of Defense, as appropriate.
Funding.—
Subject to the availability of appropriations, the Secretary may use amounts available in the Defense Acquisition Workforce and Development Account to carry out the requirements of this section.
Annual Report.—
Not later than , and annually thereafter, the Under Secretary of Defense for Acquisition and Sustainment shall submit to the Secretary of Defense and the congressional defense committees a report describing the activities conducted under this section during the previous year.
Legislative history
Reconstructed from this section’s Code source credit and amendment notes, resolved against the local Statutes at Large. Editorial notes are evidence, not the law that made the change.
National Defense Authorization Act for Fiscal Year 2020
Pub. L. 116–92 div. A title VIII § 835(a)(1) · 133 Stat. 1198
Enacted · 10 U.S.C. § 4142
Added Pub. L. 116–92, div. A, title VIII, § 835(a)(1), Dec. 20, 2019, 133 Stat. 1494, § 2361a
Source evidence
Code source credit
Added Pub. L. 116–92, div. A, title VIII, § 835(a)(1), Dec. 20, 2019, 133 Stat. 1494, § 2361aEnacted provision · exact public law section
(1) In general.— Chapter 139 of title 10, United States Code, is amended by inserting after section 2361 the following new section: “§ 2361a. Extramural acquisition innovation and research activities “(a) Establishment.— The Secretary of Defense, acting through the Under Secretary of Defense for Acquisition and Sustainment and in coordination with the Under Secretary of Defense for Research and Engineering, shall establish and maintain extramural acquisition innovation and research activities as described in subsection (d), which shall include an acquisition research organization within a civilian college or university that is not owned or operated by the Federal Government that is established to provide and maintain essential research and development capabilities through a long-term strategic relationship with the Department of Defense. “(b) Goals.— The goal of any activity conducted pursuant to this section shall be to provide academic analyses and policy alternatives for innovation in defense acquisition policies and practices to policymakers in the Federal Government by using a variety of means intended to widely disseminate research findings from such an activity, in addition to executing demonstration and pilot programs of innovative acquisition policies and practices. “(c) Director.— “(1) Appointment.— Not later than June 1, 2020, the Secretary of Defense shall appoint an individual from civilian life to serve as the director for the extramural acquisition innovation and research activities required by this section (referred to in this section as the ‘Director’). “(2) Term.— The Director shall serve a term of five years. “(d) Activities.— The activities described in this subsection are as follows: “(1) Research on past and current defense acquisition policies and practices, commercial and international best practices, and the application of new technologies and analytical capabilities to improve acquisition policies and practices. “(2) Pilot programs to prototype and demonstrate new acquisition practices for potential transition to wider use in the Department of Defense. “(3) Establishment of data repositories and development of analytical capabilities, in coordination with the Chief Data Officer of the Department of Defense, to enable researchers and acquisition professionals to access and analyze historical data sets to support research and new policy and practice development. “(4) Executive education to— “(A) support acquisition workforce development, including for early career, mid-career, and senior leaders; and “(B) provide appropriate education on acquisition issues to non-acquisition professionals. “(5) On an ongoing basis, a review of the implementation of recommendations contained in relevant Department of Defense and private sector studies on acquisition policies and practices, including— “(A) for recommendations for the enactment of legislation, identify the extent to which the recommendations have been enacted into law by Congress; “(B) for recommendations for the issuance of regulations, identify the extent to which the recommendations have been adopted through the issuance or revision of regulations; “(C) for recommendations for revisions to policies and procedures in the executive branch, identify the extent to which the recommendations have been adopted through issuance of an appropriate implementing directive or other form of guidance; and “(D) for recommendations for the resources required to implement recommendations contained in relevant Department of Defense and private sector studies on acquisition policies and practices. “(6) Engagement with researchers and acquisition professionals in the Department of Defense, as appropriate. “(e) Funding.— Subject to the availability of appropriations, the Secretary may use amounts available in the Defense Acquisition Workforce and Development Account to carry out the requirements of this section. “(f) Annual Report.— Not later than September 30, 2021, and annually thereafter, the Director shall submit to the Secretary of Defense and the congressional defense committees a report describing the activities conducted under this section during the previous year.” .William M. (Mac) Thornberry National Defense Authorization Act for Fiscal Year 2021
Pub. L. 116–283 § 1844(b) · 134 Stat. 3388
Added · 10 U.S.C. § 4142
Pub. L. 116–283, § 1844(b), as added by Pub. L. 117–81, § 1701(u)(5)(B), renumbered section 2361a of this title as this section
Source evidence
Code amendment note
Pub. L. 116–283, § 1844(b), as added by Pub. L. 117–81, § 1701(u)(5)(B), renumbered section 2361a of this title as this section.Enacted provision · exact public law section
(b) Transfer of Title 10 Sections.— (1) In general.— The sections of title 10, United States Code, specified in the left-hand column of the table below are transferred to chapter 307 of such title, as added by subsection (a), inserted (in that order), after the table of sections, and redesignated as shown in the right-hand column: SectionRedesignated Section 23534141 2371a4143 26814144 2350l4145 23684146 23674147 (2) Clerical amendments.— (A) The table of sections at the beginning of subchapter II of chapter 138 of title 10, United States Code, 10 USC 2350a. is amended by striking the item relating to section 2350l. (B) The table of sections at the beginning of chapter 159 of such title is 10 USC prec. 2661. amended by striking the item relating to section 2681.Effective date note
Amendment by Pub. L. 117–81 applicable as if included in the enactment of title XVIII of Pub. L. 116–283 as enacted, see section 1701(a)(2) of Pub. L. 117–81, set out in a note preceding section 3001 of this title and note below. Amendment by Pub. L. 116–283 effective Jan. 1, 2022, with additional provisions for delayed implementation and applicability of existing law, see section 1801(d) of Pub. L. 116–283, set out as a note preceding section 3001 of this title.William M. (Mac) Thornberry National Defense Authorization Act for Fiscal Year 2021
Pub. L. 116–283 § 1842(b) · 134 Stat. 3388
Amended · 10 U.S.C. § 4142
Pub. L. 116–283, § 1842(b), which directed the renumbering of section 2361a of this title as section 4063 instead of this section, was amended by Pub. L. 117–81, § 1701(q)(1), (u)(3)(B), effective as if included therein, so that such renumbering was no longer directed
Target inherited from the preceding amendment note.
Source evidence
Code amendment note
Pub. L. 116–283, § 1842(b), which directed the renumbering of section 2361a of this title as section 4063 instead of this section, was amended by Pub. L. 117–81, § 1701(q)(1), (u)(3)(B), effective as if included therein, so that such renumbering was no longer directed.Enacted provision · exact public law section
(b) Transfer of Title 10 Sections.— Sections 2359a, 2359b, 2361a, 2358b, 2374a, and 2365 of title 10, United States Code, are transferred to chapter 303 of such title, as added by subsection (a), inserted (in that order) after the table of sections, and redesignated as sections 4061, 4062, 4063, 4064, 4065, and 4066, respectively.Effective date note
Amendment by Pub. L. 117–81 applicable as if included in the enactment of title XVIII of Pub. L. 116–283 as enacted, see section 1701(a)(2) of Pub. L. 117–81, set out in a note preceding section 3001 of this title and note below. Amendment by Pub. L. 116–283 effective Jan. 1, 2022, with additional provisions for delayed implementation and applicability of existing law, see section 1801(d) of Pub. L. 116–283, set out as a note preceding section 3001 of this title.Pub. L. 118–159 § 835(3) · 138 Stat. 1986
Substituted · 10 U.S.C. § 4142(a)
Pub. L. 118–159, § 835(3), substituted “subsection (c)” for “subsection (d)”
Unresolved: Pub. L. 118–159 was not found in the local Statutes at Large index.
Source evidence
Code amendment note
Subsec. (a). Pub. L. 118–159, § 835(3), substituted “subsection (c)” for “subsection (d)”.Pub. L. 118–159 § 835(1) · 138 Stat. 1986
Redesignated · 10 U.S.C. § 4142(c); 10 U.S.C. § 4142(d)
Pub. L. 118–159, § 835(1), (2), redesignated subsecs. (d) and (e) as (c) and (d), respectively
Struck · 10 U.S.C. § 4142(c); 10 U.S.C. § 4142(d)
Pub. L. 118–159, § 835(1), (2), struck out former subsec. (c) which authorized the Secretary of Defense to appoint an individual from civilian life to serve as the director for the extramural acquisition innovation and research to serve a term of five years
Unresolved: Pub. L. 118–159 was not found in the local Statutes at Large index.
Source evidence
Code amendment note
Subsecs. (c), (d). Pub. L. 118–159, § 835(1), (2), redesignated subsecs. (d) and (e) as (c) and (d), respectively, and struck out former subsec. (c) which authorized the Secretary of Defense to appoint an individual from civilian life to serve as the director for the extramural acquisition innovation and research to serve a term of five years.Pub. L. 118–159 § 835(2) · 138 Stat. 1986
Redesignated · 10 U.S.C. § 4142(e)
Pub. L. 118–159, § 835(2), (4), redesignated subsec. (f) as (e)
Redesignated · 10 U.S.C. § 4142(e)
Pub. L. 118–159, § 835(2), (4), substituted “Under Secretary of Defense for Acquisition and Sustainment” for “Director”. Former subsec. (e) redesignated (d)
Unresolved: Pub. L. 118–159 was not found in the local Statutes at Large index.
Source evidence
Code amendment note
Subsec. (e). Pub. L. 118–159, § 835(2), (4), redesignated subsec. (f) as (e) and substituted “Under Secretary of Defense for Acquisition and Sustainment” for “Director”. Former subsec. (e) redesignated (d).Pub. L. 118–159 § 835(2) · 138 Stat. 1986
Redesignated · 10 U.S.C. § 4142(f)
Pub. L. 118–159, § 835(2), redesignated subsec. (f) as (e)
Unresolved: Pub. L. 118–159 was not found in the local Statutes at Large index.
Source evidence
Code amendment note
Subsec. (f). Pub. L. 118–159, § 835(2), redesignated subsec. (f) as (e).
3 of 9 references resolved to an enrolled provision · 6 unresolved
Editorial Notes
Amendments2021–2024 · 2 rounds
2024
Subsec. (a). Pub. L. 118–159, § 835(3), substituted “subsection (c)” for “subsection (d)”.
Subsecs. (c), (d). Pub. L. 118–159, § 835(1), (2), redesignated subsecs. (d) and (e) as (c) and (d), respectively, and struck out former subsec. (c) which authorized the Secretary of Defense to appoint an individual from civilian life to serve as the director for the extramural acquisition innovation and research to serve a term of five years.
Subsec. (e). Pub. L. 118–159, § 835(2), (4), redesignated subsec. (f) as (e) and substituted “Under Secretary of Defense for Acquisition and Sustainment” for “Director”. Former subsec. (e) redesignated (d).
Subsec. (f). Pub. L. 118–159, § 835(2), redesignated subsec. (f) as (e).
2021
Pub. L. 116–283, § 1844(b), as added by Pub. L. 117–81, § 1701(u)(5)(B), renumbered section 2361a of this title as this section.
Pub. L. 116–283, § 1842(b), which directed the renumbering of section 2361a of this title as section 4063 instead of this section, was amended by Pub. L. 117–81, § 1701(q)(1), (u)(3)(B), effective as if included therein, so that such renumbering was no longer directed.
Statutory Notes and Related Subsidiaries
Effective Date of 2021 Amendment
Amendment by Pub. L. 117–81 applicable as if included in the enactment of title XVIII of Pub. L. 116–283 as enacted, see section 1701(a)(2) of Pub. L. 117–81, set out in a note preceding section 3001 of this title and note below.
Amendment by Pub. L. 116–283 effective , with additional provisions for delayed implementation and applicability of existing law, see section 1801(d) of Pub. L. 116–283, set out as a note preceding section 3001 of this title.
Catalyst Pathfinder Program
Pub. L. 119–60, div. A, title II, § 222, , 139 Stat. 781, provided that:
“(a) Establishment.—
Not later than , the Secretary of the Army shall establish a program that—
“(1) creates partnerships between operational units of the Army and research universities to provide a platform for university-based researchers and small businesses to collaborate directly with soldiers on innovative applied research and development; and
“(2) integrates soldiers into the problem identification process and early-stage development efforts to ensure technical solutions are meeting soldier needs and enhancing lethality.
“(b) Activities.—
In carrying out the program, the Secretary shall—
“(1) establish activities at select divisions of the Army to accelerate the incorporation of soldier insights into capability development;
“(2) establish policies that streamline collaboration between soldiers, Army Transformation and Training Command, research universities, and small businesses;
“(3) establish a governance board that includes representatives from the research, development, test, and evaluation, acquisition, requirements, and research university communities; and
“(4) promote transition of successful program projects to Army programs.
“(c) Inclusion in Future-years Defense Program.—
The program shall be treated as a research, development, test, and evaluation activity in the Army’s input to the future-years defense program submitted to Congress under section 221 of title 10, United States Code.”
Prohibition on Modification of Indirect Cost Rates for Institutions of Higher Education and Nonprofit Organizations
Pub. L. 119–60, div. A, title II, § 230, , 139 Stat. 788, provided that:
“(a) Prohibition.—
The Secretary of Defense may not change or modify indirect cost rates (otherwise known as facilities and administration cost rates) for Department of Defense grants and contracts awarded to institutions of higher education and nonprofit organizations (as those terms are defined in part 200 of title 2, Code of Federal Regulations) until the Secretary makes the certification described under subsection (b).
“(b) Certification.—
A certification under this subsection is a certification to the congressional defense committees [Committees on Armed Services and Appropriations of the Senate and the House of Representatives] that the Department of Defense—
“(1) working with the extramural research community, including representatives from universities, university associations, independent research institutes, and private foundations, has developed an alternative indirect cost model that has—
“(A) reduced the indirect cost rate for all applicable institutions of higher education and nonprofit organizations (compared to indirect rates for fiscal year 2025); and
“(B) optimized payment of legitimate and essential indirect costs involved in conducting Department of Defense research to ensure transparency and efficiency for Department of Defense-funded grants and contracts; and
“(2) established an implementation plan with adequate transition time to change budgeting and accounting processes for affected institutions of higher education and nonprofit organizations.”
Implementation of Section
Pub. L. 116–92, div. A, title VIII, § 835(a)(3), , 133 Stat. 1496, provided that:
“(A) Deadline.—
Not later than , the Secretary of Defense shall establish the extramural acquisition innovation and research activities required by section 2361a of title 10, United States Code [now 10 U.S.C. 4142] (as added by this subsection).
“(B) Report.—
“(i) In general.—
Not later than , the Director of the extramural acquisition innovation and research activities appointed under such section shall submit to the Secretary of Defense a report setting forth a plan, proposed budget, and schedule for execution of such activities.
“(ii) Transmittal.—
Not later than , the Secretary of Defense shall transmit the report required under clause (i), together with whatever comments the Secretary considers appropriate, to the Committees on Armed Services of the Senate and the House of Representatives.”
Records of the Section 809 Panel
Pub. L. 116–92, div. A, title VIII, § 835(b), , 133 Stat. 1496, provided that:
“(1) Transfer and maintenance of records.—
Not later than , the records of the Section 809 Panel shall be transferred to, and shall be maintained by, the Defense Technical Information Center.
“(2) Status of records.—
Working papers, records of interview, and any other draft work products generated for any purpose by the Section 809 Panel shall be covered by the deliberative process privilege exemption under paragraph (5) of section 552(b) of title 5, United States Code.
“(3) Availability.—
To the maximum extent practicable, the Secretary shall make the records available to support activities conducted by the research organization described under section 2361a of title 10, United States Code [now 10 U.S.C. 4142] (as added by subsection (a)).
“(4) Section 809 panel defined.—
In this subsection, the term ‘Section 809 Panel’ means the panel established by the Secretary of Defense pursuant to section 809 of the National Defense Authorization Act for Fiscal Year 2016 (Public Law 114–92) [129 Stat. 889].”
Credits
2019–2024 · 5 acts
- 2019Added Pub. L. 116–92, div. A, title VIII, § 835(a)(1), , 133 Stat. 1494, § 2361a
- 2021renumbered § 4142, Pub. L. 116–283, div. A, title XVIII, § 1844(b), as added Pub. L. 117–81, div. A, title XVII, § 1701(u)(5)(B), , 135 Stat. 2154
- 2021Pub. L. 116–283, div. A, title XVIII, § 1842(b), , 134 Stat. 4244
- 2021Pub. L. 117–81, div. A, title XVII, § 1701(q)(1), (u)(3)(B), , 135 Stat. 2148, 2152
- 2024Pub. L. 118–159, div. A, title VIII, § 835, , 138 Stat. 1986.
Show as published
(Added Pub. L. 116–92, div. A, title VIII, § 835(a)(1), , 133 Stat. 1494, § 2361a; renumbered § 4142, Pub. L. 116–283, div. A, title XVIII, § 1844(b), as added Pub. L. 117–81, div. A, title XVII, § 1701(u)(5)(B), , 135 Stat. 2154; Pub. L. 116–283, div. A, title XVIII, § 1842(b), , 134 Stat. 4244; Pub. L. 117–81, div. A, title XVII, § 1701(q)(1), (u)(3)(B), , 135 Stat. 2148, 2152; Pub. L. 118–159, div. A, title VIII, § 835, , 138 Stat. 1986.)