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Title 35 — Patents

Part II · Chapter 11 — Application for Patent

§ 111. Application

Statutory text

(a)

In General.—

(1)

Written application.—

An application for patent shall be made, or authorized to be made, by the inventor, except as otherwise provided in this title, in writing to the Director.

(2)

Contents.—

Such application shall include—

(A)

a specification as prescribed by section 112;

(B)

a drawing as prescribed by section 113; and

(C)

an oath or declaration as prescribed by section 115.

(3)

Fee, oath or declaration, and claims.—

The application shall be accompanied by the fee required by law. The fee, oath or declaration, and 1 or more claims may be submitted after the filing date of the application, within such period and under such conditions, including the payment of a surcharge, as may be prescribed by the Director. Upon failure to submit the fee, oath or declaration, and 1 or more claims within such prescribed period, the application shall be regarded as abandoned.

(4)

Filing date.—

The filing date of an application shall be the date on which a specification, with or without claims, is received in the United States Patent and Trademark Office.

(b)

Provisional Application.—

(1)

Authorization.—

A provisional application for patent shall be made or authorized to be made by the inventor, except as otherwise provided in this title, in writing to the Director. Such application shall include—

(A)

a specification as prescribed by section 112(a); and

(B)

a drawing as prescribed by section 113.

(2)

Claim.—

A claim, as required by subsections (b) through (e) of section 112, shall not be required in a provisional application.

(3)

Fee.—

The application shall be accompanied by the fee required by law. The fee may be submitted after the filing date of the application, within such period and under such conditions, including the payment of a surcharge, as may be prescribed by the Director. Upon failure to submit the fee within such prescribed period, the application shall be regarded as abandoned.

(4)

Filing date.—

The filing date of a provisional application shall be the date on which a specification, with or without claims, is received in the United States Patent and Trademark Office.

(5)

Abandonment.—

Notwithstanding the absence of a claim, upon timely request and as prescribed by the Director, a provisional application may be treated as an application filed under subsection (a). Subject to section 119(e)(3), if no such request is made, the provisional application shall be regarded as abandoned 12 months after the filing date of such application and shall not be subject to revival after such 12-month period.

(6)

Other basis for provisional application.—

Subject to all the conditions in this subsection and section 119(e), and as prescribed by the Director, an application for patent filed under subsection (a) may be treated as a provisional application for patent.

(7)

No right of priority or benefit of earliest filing date.—

A provisional application shall not be entitled to the right of priority of any other application under section 119, 365(a), or 386(a) or to the benefit of an earlier filing date in the United States under section 120, 121, 365(c), or 386(c).

(8)

Applicable provisions.—

The provisions of this title relating to applications for patent shall apply to provisional applications for patent, except as otherwise provided, and except that provisional applications for patent shall not be subject to sections 131 and 135.

(c)

Prior Filed Application.—

Notwithstanding the provisions of subsection (a), the Director may prescribe the conditions, including the payment of a surcharge, under which a reference made upon the filing of an application under subsection (a) to a previously filed application, specifying the previously filed application by application number and the intellectual property authority or country in which the application was filed, shall constitute the specification and any drawings of the subsequent application for purposes of a filing date. A copy of the specification and any drawings of the previously filed application shall be submitted within such period and under such conditions as may be prescribed by the Director. A failure to submit the copy of the specification and any drawings of the previously filed application within the prescribed period shall result in the application being regarded as abandoned. Such application shall be treated as having never been filed, unless—

(1)

the application is revived under section 27; and

(2)

a copy of the specification and any drawings of the previously filed application are submitted to the Director.

Legislative history

Reconstructed from this section’s Code source credit and amendment notes, resolved against the local Statutes at Large. Editorial notes are evidence, not the law that made the change.

  1. July 19, 1952, ch. 950, 66 Stat. 798 · 66 Stat. 798

    Enacted · 35 U.S.C. § 111

    July 19, 1952, ch. 950, 66 Stat. 798

    Source evidence

    Code source credit
    July 19, 1952, ch. 950, 66 Stat. 798

  2. Pub. L. 97–247 § 5 · 96 Stat. 317

    1. Inserted · 35 U.S.C. § 111

      Pub. L. 97–247 inserted “, or authorized to be made,” after “shall be made”

    2. Struck · 35 U.S.C. § 111

      Pub. L. 97–247 struck out the colon after “shall include”

    3. Struck · 35 U.S.C. § 111

      Pub. L. 97–247 struck out “signed by the applicant and” after “The application”

    4. Inserted · 35 U.S.C. § 111

      Pub. L. 97–247 inserted provisions that the fee and oath may be submitted after the specification and any required drawing are submitted, within such period and under such conditions, including the payment of a surcharge, as may be prescribed by the Commissioner, that upon failure to submit the fee and oath within such prescribed period, the application shall be regarded as abandoned, unless it is shown to the satisfaction of the Commissioner that the delay in submitting the fee and oath was unavoidable, and that the filing date of an application shall be the date on which the specification and any required drawing are received in the Patent and Trademark Office

    Source evidence

    Code amendment note
    Pub. L. 97–247 inserted “, or authorized to be made,” after “shall be made”, struck out the colon after “shall include”, struck out “signed by the applicant and” after “The application”, and inserted provisions that the fee and oath may be submitted after the specification and any required drawing are submitted, within such period and under such conditions, including the payment of a surcharge, as may be prescribed by the Commissioner, that upon failure to submit the fee and oath within such prescribed period, the application shall be regarded as abandoned, unless it is shown to the satisfaction of the Commissioner that the delay in submitting the fee and oath was unavoidable, and that the filing date of an application shall be the date on which the specification and any required drawing are received in the Patent and Trademark Office.

    Enacted provision · exact public law section
    Sec. 5. Section 111 of title 35, United States Code, is amended to read as follows: “Sec. 111. Application for patent shall be made, or authorized to Applications. be made, by the inventor, except as otherwise provided in this title, in writing to the Commissioner. Such application shall include (1) a specification as prescribed by section 112 of this title; (2) a drawing 35 USC 112. 35 USC 113. 85 USC 115. as prescribed by section 113 of this title; and (3) an oath by the applicant as prescribed by section 115 of this title. The application must be accompanied by the fee required by law. The fee and oath may be submitted after the specification and any required drawing are submitted, within such period and under such conditions, including the payment of a surcharge, as may be prescribed by the Commissioner. Upon failure to submit the fee and oath within such prescribed period, the application shall be regarded as abandoned, unless it is shown to the satisfaction of the Commissioner that the delay in submitting the fee and oath was unavoidable. The filing Filing date. date of an application shall be the date on which the specification and any required drawing are received in the Patent and Trademark Office.”.

  3. Pub. L. 103–465 title V § 532(b)(3) · 108 Stat. 4809

    Amended · 35 U.S.C. § 111

    Pub. L. 103–465 amended section generally. Prior to amendment, section read as follows: “Application for patent shall be made, or authorized to be made, by the inventor, except as otherwise provided in this title, in writing to the Commissioner. Such application shall include (1) a specification as prescribed by section 112 of this title; (2) a drawing as prescribed by section 113 of this title; and (3) an oath by the applicant as prescribed by section 115 of this title. The application must be accompanied by the fee required by law. The fee and oath may be submitted after the specification and any required drawing are submitted, within such period and under such conditions, including the payment of a surcharge, as may be prescribed by the Commissioner. Upon failure to submit the fee and oath within such prescribed period, the application shall be regarded as abandoned, unless it is shown to the satisfaction of the Commissioner that the delay in submitting the fee and oath was unavoidable. The filing date of an application shall be the date on which the specification and any required drawing are received in the Patent and Trademark Office.”

    Source evidence

    Code amendment note
    Pub. L. 103–465 amended section generally. Prior to amendment, section read as follows: “Application for patent shall be made, or authorized to be made, by the inventor, except as otherwise provided in this title, in writing to the Commissioner. Such application shall include (1) a specification as prescribed by section 112 of this title; (2) a drawing as prescribed by section 113 of this title; and (3) an oath by the applicant as prescribed by section 115 of this title. The application must be accompanied by the fee required by law. The fee and oath may be submitted after the specification and any required drawing are submitted, within such period and under such conditions, including the payment of a surcharge, as may be prescribed by the Commissioner. Upon failure to submit the fee and oath within such prescribed period, the application shall be regarded as abandoned, unless it is shown to the satisfaction of the Commissioner that the delay in submitting the fee and oath was unavoidable. The filing date of an application shall be the date on which the specification and any required drawing are received in the Patent and Trademark Office.”

    Enacted provision · exact public law section
    (3) Applications.— Section 111 of title 35, United States Code, is amended to read as follows: “§111. Application “(a) In General.— “(1) Written application.— An application for patent shall be made, or authorized to be made, by the inventor, except as otherwise provided in this title, in writing to the Commissioner. “(2) Contents.— Such application shall include— “(A) a specification as prescribed by section 112 of this title; “(B) a drawing as prescribed by section 113 of this title; and “(C) an oath by the applicant as prescribed by section 115 of this title. “(3) Fee and oath.— The application must be accompanied by the fee required by law. The fee and oath may be submitted after the specification and any required drawing are submitted, within such period and under such conditions, including the payment of a surcharge, as may be prescribed by the Commissioner. “(4) Failure to submit.— Upon failure to submit the fee and oath within such prescribed period, the application shall be regarded as abandoned, unless it is shown to the satisfaction of the Commissioner that the delay in submitting the fee and oath was unavoidable or unintentional. The filing date of an application shall be the date on which the specification and any required drawing are received in the Patent and Trademark Office. “(b) Provisional Application.— “(1) Authorization.— A provisional application for patent shall be made or authorized to be made by the inventor, except as otherwise provided in this title, in writing to the Commissioner. Such application shall include— “(A) a specification as prescribed by the first paragraph of section 112 of this title; and “(B) a drawing as prescribed by section 113 of this title. “(2) Claim.— A claim, as required by the second through fifth paragraphs of section 112, shall not be required in a provisional application. “(3) Fee.— (A) The application must be accompanied by the fee required by law. “(B) The fee may be submitted after the specification and any required drawing are submitted, within such period and under such conditions, including the payment of a surcharge, as may be prescribed by the Commissioner. “(C) Upon failure to submit the fee within such prescribed period, the application shall be regarded as abandoned, unless it is shown to the satisfaction of the Commissioner that the delay in submitting the fee was unavoidable or unintentional. “(4) Filing date.— The filing date of a provisional application shall be the date on which the specification and any required drawing are received in the Patent and Trademark Office. “(5) Abandonment.— The provisional application shall be regarded as abandoned 12 months after the tiling date of such application and shall not be subject to revival thereafter. “(6) Other basis for provisional application.— Subject to all the conditions in this subsection and section 119(e) of this title, and as prescribed by the Commissioner, an application for patent filed under subsection (a) may be treated as a provisional application for patent. “(7) No right of priority or benefit of earliest filing date.— A provisional application shall not be entitled to the right of priority of any other application under section 119 or 365(a) of this title or to the benefit of an earlier filing date in the United States under section 120, 121, or 365(c) of this title. “(8) Applicable provisions— The provisions of this title relating to applications for patent shall apply to provisional applications for patent, except as otherwise provided, and except that provisional applications for patent shall not be subject to sections 115, 131,135, and 157 of this title.”.

  4. District of Columbia Appropriations Act, 2000

    Pub. L. 106–113 § 1000(a)(9)(tIV)(s4732)(a)(10)(A) · 113 Stat. 1501

    1. Amended · 35 U.S.C. § 111(a)(1); 35 U.S.C. § 111(a)(3); 35 U.S.C. § 111(a)(4); 35 U.S.C. § 111(b)(1); 35 U.S.C. § 111(3)(B); 35 U.S.C. § 111(a)(C)

      Pub. L. 106–113, § 1000(a)(9) [title IV, § 4732(a)(10)(A)], as amended by Pub. L. 107–273

    2. Substituted · 35 U.S.C. § 111(a)(1); 35 U.S.C. § 111(a)(3); 35 U.S.C. § 111(a)(4); 35 U.S.C. § 111(b)(1); 35 U.S.C. § 111(3)(B); 35 U.S.C. § 111(a)(C)

      Pub. L. 106–113, § 1000(a)(9) [title IV, § 4732(a)(10)(A)], as substituted “Director” for “Commissioner”

    Source evidence

    Code amendment note
    Subsecs. (a)(1), (3), (4), (b)(1), (3)(B), (C). Pub. L. 106–113, § 1000(a)(9) [title IV, § 4732(a)(10)(A)], as amended by Pub. L. 107–273, substituted “Director” for “Commissioner”.

  5. District of Columbia Appropriations Act, 2000

    Pub. L. 106–113 § 1000(a)(9)(tIV)(s4801)(a) · 113 Stat. 1501

    Amended · 35 U.S.C. § 111(b)(5)

    Pub. L. 106–113, § 1000(a)(9) [title IV, § 4801(a)], amended heading and text of par. (5) generally. Prior to amendment, text read as follows: “The provisional application shall be regarded as abandoned 12 months after the filing date of such application and shall not be subject to revival thereafter.”

    Source evidence

    Code amendment note
    Subsec. (b)(5). Pub. L. 106–113, § 1000(a)(9) [title IV, § 4801(a)], amended heading and text of par. (5) generally. Prior to amendment, text read as follows: “The provisional application shall be regarded as abandoned 12 months after the filing date of such application and shall not be subject to revival thereafter.”

  6. District of Columbia Appropriations Act, 2000

    Pub. L. 106–113 § 1000(a)(9)(tIV)(s4732)(a)(10)(A) · 113 Stat. 1501

    1. Amended · 35 U.S.C. § 111(b)(6)

      Pub. L. 106–113, § 1000(a)(9) [title IV, § 4732(a)(10)(A)], as amended by Pub. L. 107–273

    2. Substituted · 35 U.S.C. § 111(b)(6)

      Pub. L. 106–113, § 1000(a)(9) [title IV, § 4732(a)(10)(A)], as substituted “Director” for “Commissioner”

    Source evidence

    Code amendment note
    Subsec. (b)(6). Pub. L. 106–113, § 1000(a)(9) [title IV, § 4732(a)(10)(A)], as amended by Pub. L. 107–273, substituted “Director” for “Commissioner”.

  7. Intellectual Property and High Technology Technical Amendments Act of 2002

    Pub. L. 107–273 div. C title III § 13206(b)(1)(B) · 116 Stat. 1758

    Changed · 35 U.S.C. § 111(a)(1); 35 U.S.C. § 111(a)(3); 35 U.S.C. § 111(a)(4); 35 U.S.C. § 111(b)(1); 35 U.S.C. § 111(3)(B); 35 U.S.C. § 111(a)(C); 35 U.S.C. § 111(a)(6)

    Pub. L. 107–273 made technical correction to directory language of Pub. L. 106–113, § 1000(a)(9) [title IV, § 4732(a)(10)(A)]. See 1999 Amendment notes below

    Source evidence

    Code amendment note
    Subsecs. (a)(1), (3), (4), (b)(1), (3)(B), (C), (6). Pub. L. 107–273 made technical correction to directory language of Pub. L. 106–113, § 1000(a)(9) [title IV, § 4732(a)(10)(A)]. See 1999 Amendment notes below.

    Enacted provision · exact public law section
    (B) in paragraph (10)(A), by inserting after “title 35, United States Code,” the following: “other than sections 1 through 6 (as amended by chapter 1 of this subtitle),”.

  8. Pub. L. 112–29 § 20(j) · 125 Stat. 287

    Struck · 35 U.S.C. § 111(a)(2)(A)

    Pub. L. 112–29, § 20(j), struck out “of this title” after “112”

    Source evidence

    Code amendment note
    Subsec. (a)(2)(A). Pub. L. 112–29, § 20(j), struck out “of this title” after “112”.

    Enacted provision · exact public law section
    (j) Unnecessary References.— (1) In general.— Title 35, 35 USC 2, 12, 32, 41, 103, 104, 111, 119–123, 132, 135, 143, 145, 146, 154, 157, 162, 172, 182–186, 207, 210, 257, 267. United States Code, is amended by striking “of this title” each place that term appears. (2) Exception.— The amendment made by paragraph (1) shall not apply to the use of such term in the following sections of title 35, United States Code: (A) Section 1(c). (B) Section 101. (C) Subsections (a) and (b) of section 105. (D) The first instance of the use of such term in section 111(b)(8). (E) Section 161. (F) Section 164. (G) Section 171. (H) Section 251(c), as so designated by this section. (I) Section 261. (J) Subsections (g) and (h) of section 271. (K) Section 287(b)(1). (L) Section 289. (M) The first instance of the use of such term in section 375(a).

  9. Pub. L. 112–29 § 20(j) · 125 Stat. 287

    Struck · 35 U.S.C. § 111(a)(2)(B)

    Pub. L. 112–29, § 20(j), struck out “of this title” after “113”

    Source evidence

    Code amendment note
    Subsec. (a)(2)(B). Pub. L. 112–29, § 20(j), struck out “of this title” after “113”.

    Enacted provision · exact public law section
    (j) Unnecessary References.— (1) In general.— Title 35, 35 USC 2, 12, 32, 41, 103, 104, 111, 119–123, 132, 135, 143, 145, 146, 154, 157, 162, 172, 182–186, 207, 210, 257, 267. United States Code, is amended by striking “of this title” each place that term appears. (2) Exception.— The amendment made by paragraph (1) shall not apply to the use of such term in the following sections of title 35, United States Code: (A) Section 1(c). (B) Section 101. (C) Subsections (a) and (b) of section 105. (D) The first instance of the use of such term in section 111(b)(8). (E) Section 161. (F) Section 164. (G) Section 171. (H) Section 251(c), as so designated by this section. (I) Section 261. (J) Subsections (g) and (h) of section 271. (K) Section 287(b)(1). (L) Section 289. (M) The first instance of the use of such term in section 375(a).

  10. Pub. L. 112–29 § 20(j) · 125 Stat. 287

    Struck · 35 U.S.C. § 111(a)(2)(C)

    Pub. L. 112–29, § 20(j), struck out “of this title” after “115”

    Source evidence

    Code amendment note
    Subsec. (a)(2)(C). Pub. L. 112–29, § 20(j), struck out “of this title” after “115”.

    Enacted provision · exact public law section
    (j) Unnecessary References.— (1) In general.— Title 35, 35 USC 2, 12, 32, 41, 103, 104, 111, 119–123, 132, 135, 143, 145, 146, 154, 157, 162, 172, 182–186, 207, 210, 257, 267. United States Code, is amended by striking “of this title” each place that term appears. (2) Exception.— The amendment made by paragraph (1) shall not apply to the use of such term in the following sections of title 35, United States Code: (A) Section 1(c). (B) Section 101. (C) Subsections (a) and (b) of section 105. (D) The first instance of the use of such term in section 111(b)(8). (E) Section 161. (F) Section 164. (G) Section 171. (H) Section 251(c), as so designated by this section. (I) Section 261. (J) Subsections (g) and (h) of section 271. (K) Section 287(b)(1). (L) Section 289. (M) The first instance of the use of such term in section 375(a).

  11. Pub. L. 112–29 § 4(a)(3)(A) · 125 Stat. 287

    Substituted · 35 U.S.C. § 111(a)(2)(C)

    Pub. L. 112–29, § 4(a)(3)(A), substituted “or declaration” for “by the applicant”

    Target inherited from the preceding amendment note.

    Source evidence

    Code amendment note
    Pub. L. 112–29, § 4(a)(3)(A), substituted “or declaration” for “by the applicant”.

    Enacted provision · exact public law section
    (A) in paragraph (2)(C), by striking “by the applicant” and inserting “or declaration”;

  12. Pub. L. 112–29 § 4(a)(3)(B) · 125 Stat. 287

    Inserted · 35 U.S.C. § 111(a)(3)

    Pub. L. 112–29, § 4(a)(3)(B), (C), inserted “or declaration” after “and oath” in heading and text

    Source evidence

    Code amendment note
    Subsec. (a)(3). Pub. L. 112–29, § 4(a)(3)(B), (C), inserted “or declaration” after “and oath” in heading and text.

    Enacted provision · exact public law section
    (B) in the heading for paragraph (3), by inserting “or declaration” after “and oath”; and

  13. Pub. L. 112–29 § 4(a)(3)(C) · 125 Stat. 287

    Inserted · 35 U.S.C. § 111(a)(4)

    Pub. L. 112–29, § 4(a)(3)(C), inserted “or declaration” after “and oath” in two places

    Source evidence

    Code amendment note
    Subsec. (a)(4). Pub. L. 112–29, § 4(a)(3)(C), inserted “or declaration” after “and oath” in two places.

    Enacted provision · exact public law section
    (C) by inserting “or declaration” after “and oath” each place it appears.

  14. Pub. L. 112–29 § 4(d)(1) · 125 Stat. 287

    Substituted · 35 U.S.C. § 111(b)(1)(A)

    Pub. L. 112–29, § 4(d)(1), substituted “section 112(a)” for “the first paragraph of section 112 of this title”

    Source evidence

    Code amendment note
    Subsec. (b)(1)(A). Pub. L. 112–29, § 4(d)(1), substituted “section 112(a)” for “the first paragraph of section 112 of this title”.

    Enacted provision · exact public law section
    (1) Sections 111(b)(1)(A) of title 35, United States Code, is amended by striking “the first paragraph of section 112 of this title” and inserting “section 112(a)”.

  15. Pub. L. 112–29 § 20(j) · 125 Stat. 287

    Struck · 35 U.S.C. § 111(b)(1)(B)

    Pub. L. 112–29, § 20(j), struck out “of this title” after “113”

    Source evidence

    Code amendment note
    Subsec. (b)(1)(B). Pub. L. 112–29, § 20(j), struck out “of this title” after “113”.

    Enacted provision · exact public law section
    (j) Unnecessary References.— (1) In general.— Title 35, 35 USC 2, 12, 32, 41, 103, 104, 111, 119–123, 132, 135, 143, 145, 146, 154, 157, 162, 172, 182–186, 207, 210, 257, 267. United States Code, is amended by striking “of this title” each place that term appears. (2) Exception.— The amendment made by paragraph (1) shall not apply to the use of such term in the following sections of title 35, United States Code: (A) Section 1(c). (B) Section 101. (C) Subsections (a) and (b) of section 105. (D) The first instance of the use of such term in section 111(b)(8). (E) Section 161. (F) Section 164. (G) Section 171. (H) Section 251(c), as so designated by this section. (I) Section 261. (J) Subsections (g) and (h) of section 271. (K) Section 287(b)(1). (L) Section 289. (M) The first instance of the use of such term in section 375(a).

  16. Pub. L. 112–29 § 4(d)(2) · 125 Stat. 287

    Substituted · 35 U.S.C. § 111(b)(2)

    Pub. L. 112–29, § 4(d)(2), substituted “subsections (b) through (e) of section 112,” for “the second through fifth paragraphs of section 112,”

    Source evidence

    Code amendment note
    Subsec. (b)(2). Pub. L. 112–29, § 4(d)(2), substituted “subsections (b) through (e) of section 112,” for “the second through fifth paragraphs of section 112,”.

    Enacted provision · exact public law section
    (2) Section 111(b)(2) of title 35, United States Code, is amended by striking “the second through fifth paragraphs of section 112,” and inserting “subsections (b) through (e) of section 112,”.

  17. Pub. L. 112–29 § 20(j) · 125 Stat. 287

    Struck · 35 U.S.C. § 111(b)(5)

    Pub. L. 112–29, § 20(j), struck out “of this title” after “119(e)(3)”

    Source evidence

    Code amendment note
    Subsec. (b)(5). Pub. L. 112–29, § 20(j), struck out “of this title” after “119(e)(3)”.

    Enacted provision · exact public law section
    (j) Unnecessary References.— (1) In general.— Title 35, 35 USC 2, 12, 32, 41, 103, 104, 111, 119–123, 132, 135, 143, 145, 146, 154, 157, 162, 172, 182–186, 207, 210, 257, 267. United States Code, is amended by striking “of this title” each place that term appears. (2) Exception.— The amendment made by paragraph (1) shall not apply to the use of such term in the following sections of title 35, United States Code: (A) Section 1(c). (B) Section 101. (C) Subsections (a) and (b) of section 105. (D) The first instance of the use of such term in section 111(b)(8). (E) Section 161. (F) Section 164. (G) Section 171. (H) Section 251(c), as so designated by this section. (I) Section 261. (J) Subsections (g) and (h) of section 271. (K) Section 287(b)(1). (L) Section 289. (M) The first instance of the use of such term in section 375(a).

  18. Pub. L. 112–29 § 20(j) · 125 Stat. 287

    Struck · 35 U.S.C. § 111(b)(6)

    Pub. L. 112–29, § 20(j), struck out “of this title” after “119(e)”

    Source evidence

    Code amendment note
    Subsec. (b)(6). Pub. L. 112–29, § 20(j), struck out “of this title” after “119(e)”.

    Enacted provision · exact public law section
    (j) Unnecessary References.— (1) In general.— Title 35, 35 USC 2, 12, 32, 41, 103, 104, 111, 119–123, 132, 135, 143, 145, 146, 154, 157, 162, 172, 182–186, 207, 210, 257, 267. United States Code, is amended by striking “of this title” each place that term appears. (2) Exception.— The amendment made by paragraph (1) shall not apply to the use of such term in the following sections of title 35, United States Code: (A) Section 1(c). (B) Section 101. (C) Subsections (a) and (b) of section 105. (D) The first instance of the use of such term in section 111(b)(8). (E) Section 161. (F) Section 164. (G) Section 171. (H) Section 251(c), as so designated by this section. (I) Section 261. (J) Subsections (g) and (h) of section 271. (K) Section 287(b)(1). (L) Section 289. (M) The first instance of the use of such term in section 375(a).

  19. Pub. L. 112–29 § 20(j) · 125 Stat. 287

    Struck · 35 U.S.C. § 111(b)(7)

    Pub. L. 112–29, § 20(j), struck out “of this title” after “365(a)” and after “365(c)”

    Source evidence

    Code amendment note
    Subsec. (b)(7). Pub. L. 112–29, § 20(j), struck out “of this title” after “365(a)” and after “365(c)”.

    Enacted provision · exact public law section
    (j) Unnecessary References.— (1) In general.— Title 35, 35 USC 2, 12, 32, 41, 103, 104, 111, 119–123, 132, 135, 143, 145, 146, 154, 157, 162, 172, 182–186, 207, 210, 257, 267. United States Code, is amended by striking “of this title” each place that term appears. (2) Exception.— The amendment made by paragraph (1) shall not apply to the use of such term in the following sections of title 35, United States Code: (A) Section 1(c). (B) Section 101. (C) Subsections (a) and (b) of section 105. (D) The first instance of the use of such term in section 111(b)(8). (E) Section 161. (F) Section 164. (G) Section 171. (H) Section 251(c), as so designated by this section. (I) Section 261. (J) Subsections (g) and (h) of section 271. (K) Section 287(b)(1). (L) Section 289. (M) The first instance of the use of such term in section 375(a).

  20. Pub. L. 112–29 § 20(j) · 125 Stat. 287

    Struck · 35 U.S.C. § 111(b)(8)

    Pub. L. 112–29, § 20(j), struck out “of this title” before period at end

    Source evidence

    Code amendment note
    Subsec. (b)(8). Pub. L. 112–29, § 20(j), struck out “of this title” before period at end.

    Enacted provision · exact public law section
    (j) Unnecessary References.— (1) In general.— Title 35, 35 USC 2, 12, 32, 41, 103, 104, 111, 119–123, 132, 135, 143, 145, 146, 154, 157, 162, 172, 182–186, 207, 210, 257, 267. United States Code, is amended by striking “of this title” each place that term appears. (2) Exception.— The amendment made by paragraph (1) shall not apply to the use of such term in the following sections of title 35, United States Code: (A) Section 1(c). (B) Section 101. (C) Subsections (a) and (b) of section 105. (D) The first instance of the use of such term in section 111(b)(8). (E) Section 161. (F) Section 164. (G) Section 171. (H) Section 251(c), as so designated by this section. (I) Section 261. (J) Subsections (g) and (h) of section 271. (K) Section 287(b)(1). (L) Section 289. (M) The first instance of the use of such term in section 375(a).

  21. Pub. L. 112–29 § 3(e)(2) · 125 Stat. 287

    Substituted · 35 U.S.C. § 111(b)(8)

    Pub. L. 112–29, § 3(e)(2), substituted “sections 131 and 135” for “sections 115, 131, 135, and 157”

    Target inherited from the preceding amendment note.

    Source evidence

    Code amendment note
    Pub. L. 112–29, § 3(e)(2), substituted “sections 131 and 135” for “sections 115, 131, 135, and 157”.

    Enacted provision · exact public law section
    (2) Removal of cross references.— Section 111(b)(8) of title 35, United States Code, is amended by striking “sections 115, 131, 135, and 157” and inserting “sections 131 and 135”.

  22. Patent Law Treaties Implementation Act of 2012

    Pub. L. 112–211 § 201(a)(1) · 126 Stat. 1527

    1. Added · 35 U.S.C. § 111(a)(3); 35 U.S.C. § 111(a)(4)

      Pub. L. 112–211, § 201(a)(1), added pars. (3) and (4)

    2. Struck · 35 U.S.C. § 111(a)(3); 35 U.S.C. § 111(a)(4)

      Pub. L. 112–211, § 201(a)(1), struck out former pars. (3) and (4) which related to fee and oath or declaration and failure to submit

    Source evidence

    Code amendment note
    Subsec. (a)(3), (4). Pub. L. 112–211, § 201(a)(1), added pars. (3) and (4) and struck out former pars. (3) and (4) which related to fee and oath or declaration and failure to submit.

    Enacted provision · exact public law section
    (1) in subsection (a), by striking paragraphs (3) and (4) and inserting the following: “(3) Fee, oath or declaration, and claims.— The application shall be accompanied by the fee required by law. The fee, oath or declaration, and 1 or more claims may be submitted after the filing date of the application, within such period and under such conditions, including the payment of a surcharge, as may be prescribed by the Director. Upon failure to submit the fee, oath or declaration, and 1 or more claims within such prescribed period, the application shall be regarded as abandoned. “(4) Filing date.— The filing date of an application shall be the date on which a specification, with or without claims, is received in the United States Patent and Trademark Office.” ;

    Effective date note
    Amendment by section 102(3) of Pub. L. 112–211 effective on the later of the date that is 1 year after Dec. 18, 2012, or the date that the Geneva Act of the Hague Agreement Concerning the International Registration of Industrial Designs enters into force with respect to the United States (May 13, 2015), and applicable only to certain applications filed on and after that effective date and patents issuing thereon, see section 103 of Pub. L. 112–211, set out as a note under section 100 of this title. Amendment by section 201(a) of Pub. L. 112–211 effective on the date that is 1 year after Dec. 18, 2012, applicable to certain patents and applications for patent, and not effective with respect to patents in litigation commenced before the effective date, see section 203 of Pub. L. 112–211, set out as an Effective Date note under section 27 of this title.

  23. Patent Law Treaties Implementation Act of 2012

    Pub. L. 112–211 § 201(a)(2) · 126 Stat. 1527

    1. Added · 35 U.S.C. § 111(b)(3); 35 U.S.C. § 111(b)(4)

      Pub. L. 112–211, § 201(a)(2), added pars. (3) and (4)

    2. Struck · 35 U.S.C. § 111(b)(3); 35 U.S.C. § 111(b)(4)

      Pub. L. 112–211, § 201(a)(2), struck out former pars. (3) and (4) which related to fee and filing date of a provisional application

    Source evidence

    Code amendment note
    Subsec. (b)(3), (4). Pub. L. 112–211, § 201(a)(2), added pars. (3) and (4) and struck out former pars. (3) and (4) which related to fee and filing date of a provisional application.

    Enacted provision · exact public law section
    (2) in subsection (b), by striking paragraphs (3) and (4) and inserting the following: “(3) Fee.— The application shall be accompanied by the fee required by law. The fee may be submitted after the filing date of the application, within such period and under such conditions, including the payment of a surcharge, as may be prescribed by the Director. Upon failure to submit the fee within such prescribed period, the application shall be regarded as abandoned. “(4) Filing date.— The filing date of a provisional application shall be the date on which a specification, with or without claims, is received in the United States Patent and Trademark Office.” ; and

    Effective date note
    Amendment by section 102(3) of Pub. L. 112–211 effective on the later of the date that is 1 year after Dec. 18, 2012, or the date that the Geneva Act of the Hague Agreement Concerning the International Registration of Industrial Designs enters into force with respect to the United States (May 13, 2015), and applicable only to certain applications filed on and after that effective date and patents issuing thereon, see section 103 of Pub. L. 112–211, set out as a note under section 100 of this title. Amendment by section 201(a) of Pub. L. 112–211 effective on the date that is 1 year after Dec. 18, 2012, applicable to certain patents and applications for patent, and not effective with respect to patents in litigation commenced before the effective date, see section 203 of Pub. L. 112–211, set out as an Effective Date note under section 27 of this title.

  24. Patent Law Treaties Implementation Act of 2012

    Pub. L. 112–211 § 102(3) · 126 Stat. 1527

    1. Substituted · 35 U.S.C. § 111(b)(7)

      Pub. L. 112–211, § 102(3), substituted “section 119, 365(a), or 386(a)” for “section 119 or 365(a)”

    2. Substituted · 35 U.S.C. § 111(b)(7)

      Pub. L. 112–211, § 102(3), substituted “section 120, 121, 365(c), or 386(c)” for “section 120, 121, or 365(c)”

    Source evidence

    Code amendment note
    Subsec. (b)(7). Pub. L. 112–211, § 102(3), substituted “section 119, 365(a), or 386(a)” for “section 119 or 365(a)” and “section 120, 121, 365(c), or 386(c)” for “section 120, 121, or 365(c)”.

    Enacted provision · exact public law section
    (3) in section 111(b)(7)— (A) by striking “section 119 or 365(a)” and inserting “section 119, 365(a), or 386(a)”; and (B) by striking “section 120, 121, or 365(c)” and inserting “section 120, 121, 365(c), or 386(c)”;

    Effective date note
    Amendment by section 102(3) of Pub. L. 112–211 effective on the later of the date that is 1 year after Dec. 18, 2012, or the date that the Geneva Act of the Hague Agreement Concerning the International Registration of Industrial Designs enters into force with respect to the United States (May 13, 2015), and applicable only to certain applications filed on and after that effective date and patents issuing thereon, see section 103 of Pub. L. 112–211, set out as a note under section 100 of this title. Amendment by section 201(a) of Pub. L. 112–211 effective on the date that is 1 year after Dec. 18, 2012, applicable to certain patents and applications for patent, and not effective with respect to patents in litigation commenced before the effective date, see section 203 of Pub. L. 112–211, set out as an Effective Date note under section 27 of this title.

  25. Patent Law Treaties Implementation Act of 2012

    Pub. L. 112–211 § 201(a)(3) · 126 Stat. 1527

    Added · 35 U.S.C. § 111(c)

    Pub. L. 112–211, § 201(a)(3), added subsec. (c)

    Source evidence

    Code amendment note
    Subsec. (c). Pub. L. 112–211, § 201(a)(3), added subsec. (c).

    Enacted provision · exact public law section
    (3) by adding at the end the following: “(c) Prior Filed Application.— Notwithstanding the provisions of subsection (a), the Director may prescribe the conditions, including the payment of a surcharge, under which a reference made upon the filing of an application under subsection (a) to a previously filed application, specifying the previously filed application by application number and the intellectual property authority or country in which the application was filed, shall constitute the specification and any drawings of the subsequent application for purposes of a filing date. A Records. copy of the specification and any drawings of the previously filed application shall be submitted within such period and under such conditions as may be prescribed by the Director. A failure to submit the copy of the specification and any drawings of the previously filed application within the prescribed period shall result in the application being regarded as abandoned. Such application shall be treated as having never been filed, unless— “(1) the application is revived under section 27; and “(2) a copy of the specification and any drawings of the previously filed application are submitted to the Director.” .

    Effective date note
    Amendment by section 102(3) of Pub. L. 112–211 effective on the later of the date that is 1 year after Dec. 18, 2012, or the date that the Geneva Act of the Hague Agreement Concerning the International Registration of Industrial Designs enters into force with respect to the United States (May 13, 2015), and applicable only to certain applications filed on and after that effective date and patents issuing thereon, see section 103 of Pub. L. 112–211, set out as a note under section 100 of this title. Amendment by section 201(a) of Pub. L. 112–211 effective on the date that is 1 year after Dec. 18, 2012, applicable to certain patents and applications for patent, and not effective with respect to patents in litigation commenced before the effective date, see section 203 of Pub. L. 112–211, set out as an Effective Date note under section 27 of this title.

27 of 33 references resolved to an enrolled provision · 6 partial

Notes

Historical and Revision Notes

Based on Title 35, U.S.C., 1946 ed., § 33 (R.S. 4888, amended (1) Mar. 3, 1915, ch. 94, § 1, 38 Stat. 958; (2) May 23, 1930, ch. 312, § 2, 46 Stat. 376).

The corresponding section of existing statute is divided into an introductory section relating to the application generally (this section) and a section on the specification (sec. 112).

The parts of the application are specified and the requirement for signature is placed in this general section so as to insure that only one signature will suffice.

Editorial Notes

Amendments1982–2012 · 6 rounds

2012

Subsec. (a)(3), (4). Pub. L. 112–211, § 201(a)(1), added pars. (3) and (4) and struck out former pars. (3) and (4) which related to fee and oath or declaration and failure to submit.

Subsec. (b)(3), (4). Pub. L. 112–211, § 201(a)(2), added pars. (3) and (4) and struck out former pars. (3) and (4) which related to fee and filing date of a provisional application.

Subsec. (b)(7). Pub. L. 112–211, § 102(3), substituted “section 119, 365(a), or 386(a)” for “section 119 or 365(a)” and “section 120, 121, 365(c), or 386(c)” for “section 120, 121, or 365(c)”.

Subsec. (c). Pub. L. 112–211, § 201(a)(3), added subsec. (c).

2011

Subsec. (a)(2)(A). Pub. L. 112–29, § 20(j), struck out “of this title” after “112”.

Subsec. (a)(2)(B). Pub. L. 112–29, § 20(j), struck out “of this title” after “113”.

Subsec. (a)(2)(C). Pub. L. 112–29, § 20(j), struck out “of this title” after “115”.

Pub. L. 112–29, § 4(a)(3)(A), substituted “or declaration” for “by the applicant”.

Subsec. (a)(3). Pub. L. 112–29, § 4(a)(3)(B), (C), inserted “or declaration” after “and oath” in heading and text.

Subsec. (a)(4). Pub. L. 112–29, § 4(a)(3)(C), inserted “or declaration” after “and oath” in two places.

Subsec. (b)(1)(A). Pub. L. 112–29, § 4(d)(1), substituted “section 112(a)” for “the first paragraph of section 112 of this title”.

Subsec. (b)(1)(B). Pub. L. 112–29, § 20(j), struck out “of this title” after “113”.

Subsec. (b)(2). Pub. L. 112–29, § 4(d)(2), substituted “subsections (b) through (e) of section 112,” for “the second through fifth paragraphs of section 112,”.

Subsec. (b)(5). Pub. L. 112–29, § 20(j), struck out “of this title” after “119(e)(3)”.

Subsec. (b)(6). Pub. L. 112–29, § 20(j), struck out “of this title” after “119(e)”.

Subsec. (b)(7). Pub. L. 112–29, § 20(j), struck out “of this title” after “365(a)” and after “365(c)”.

Subsec. (b)(8). Pub. L. 112–29, § 20(j), struck out “of this title” before period at end.

Pub. L. 112–29, § 3(e)(2), substituted “sections 131 and 135” for “sections 115, 131, 135, and 157”.

2002

Subsecs. (a)(1), (3), (4), (b)(1), (3)(B), (C), (6). Pub. L. 107–273 made technical correction to directory language of Pub. L. 106–113, § 1000(a)(9) [title IV, § 4732(a)(10)(A)]. See 1999 Amendment notes below.

1999

Subsecs. (a)(1), (3), (4), (b)(1), (3)(B), (C). Pub. L. 106–113, § 1000(a)(9) [title IV, § 4732(a)(10)(A)], as amended by Pub. L. 107–273, substituted “Director” for “Commissioner”.

Subsec. (b)(5). Pub. L. 106–113, § 1000(a)(9) [title IV, § 4801(a)], amended heading and text of par. (5) generally. Prior to amendment, text read as follows: “The provisional application shall be regarded as abandoned 12 months after the filing date of such application and shall not be subject to revival thereafter.”

Subsec. (b)(6). Pub. L. 106–113, § 1000(a)(9) [title IV, § 4732(a)(10)(A)], as amended by Pub. L. 107–273, substituted “Director” for “Commissioner”.

1994

Pub. L. 103–465 amended section generally. Prior to amendment, section read as follows: “Application for patent shall be made, or authorized to be made, by the inventor, except as otherwise provided in this title, in writing to the Commissioner. Such application shall include (1) a specification as prescribed by section 112 of this title; (2) a drawing as prescribed by section 113 of this title; and (3) an oath by the applicant as prescribed by section 115 of this title. The application must be accompanied by the fee required by law. The fee and oath may be submitted after the specification and any required drawing are submitted, within such period and under such conditions, including the payment of a surcharge, as may be prescribed by the Commissioner. Upon failure to submit the fee and oath within such prescribed period, the application shall be regarded as abandoned, unless it is shown to the satisfaction of the Commissioner that the delay in submitting the fee and oath was unavoidable. The filing date of an application shall be the date on which the specification and any required drawing are received in the Patent and Trademark Office.”

1982

Pub. L. 97–247 inserted “, or authorized to be made,” after “shall be made”, struck out the colon after “shall include”, struck out “signed by the applicant and” after “The application”, and inserted provisions that the fee and oath may be submitted after the specification and any required drawing are submitted, within such period and under such conditions, including the payment of a surcharge, as may be prescribed by the Commissioner, that upon failure to submit the fee and oath within such prescribed period, the application shall be regarded as abandoned, unless it is shown to the satisfaction of the Commissioner that the delay in submitting the fee and oath was unavoidable, and that the filing date of an application shall be the date on which the specification and any required drawing are received in the Patent and Trademark Office.

Statutory Notes and Related Subsidiaries

Effective Date of 2012 Amendment

Amendment by section 102(3) of Pub. L. 112–211 effective on the later of the date that is 1 year after , or the date that the Geneva Act of the Hague Agreement Concerning the International Registration of Industrial Designs enters into force with respect to the United States (), and applicable only to certain applications filed on and after that effective date and patents issuing thereon, see section 103 of Pub. L. 112–211, set out as a note under section 100 of this title.

Amendment by section 201(a) of Pub. L. 112–211 effective on the date that is 1 year after , applicable to certain patents and applications for patent, and not effective with respect to patents in litigation commenced before the effective date, see section 203 of Pub. L. 112–211, set out as an Effective Date note under section 27 of this title.

Effective Date of 2011 Amendment

Pub. L. 112–29, § 3(e)(3), , 125 Stat. 288, provided that: “The amendments made by this subsection [amending this section and repealing section 157 of this title] shall take effect upon the expiration of the 18-month period beginning on the date of the enactment of this Act [], and shall apply to any request for a statutory invention registration filed on or after that effective date.”

Pub. L. 112–29, § 4(e), , 125 Stat. 297, provided that: “The amendments made by this section [amending this section and sections 112, 115, 118, 121, and 251 of this title] shall take effect upon the expiration of the 1-year period beginning on the date of the enactment of this Act [] and shall apply to any patent application that is filed on or after that effective date.”

Amendment by section 20(j) of Pub. L. 112–29 effective upon the expiration of the 1-year period beginning on , and applicable to proceedings commenced on or after that effective date, see section 20(l) of Pub. L. 112–29, set out as a note under section 2 of this title.

Effective Date of 1999 Amendment

Amendment by section 1000(a)(9) [title IV, § 4732(a)(10)(A)] of Pub. L. 106–113 effective 4 months after , see section 1000(a)(9) [title IV, § 4731] of Pub. L. 106–113, set out as a note under section 1 of this title.

Amendment by section 1000(a)(9) [title IV, § 4801(a)] of Pub. L. 106–113 effective , and applicable to any provisional application filed on or after , see section 1000(a)(9) [title IV, § 4801(d)] of Pub. L. 106–113, set out as a note under section 119 of this title.

Effective Date of 1994 Amendment

Amendment by Pub. L. 103–465 effective 6 months after , and applicable to all patent applications filed in the United States on or after that effective date, with provisions relating to earliest filed patent application, see section 534(b)(1), (3) of Pub. L. 103–465, set out as a note under section 154 of this title.

Effective Date of 1982 Amendment

Amendment by Pub. L. 97–247 effective six months after , see section 17(c) of Pub. L. 97–247, set out as an Effective Date note under section 294 of this title.

Emergency Relief From Postal Situation Affecting Patent, Trademark, and Other Federal Cases

Pub. L. 92–34, , 85 Stat. 87, provided that a patent or trademark application would be considered filed in the United States Patent Office on the date that it would have been received by the Patent Office except for the delay caused by emergency situation affecting postal service from to , if a claim was made.

Credits

1952–2012 · 7 acts
  1. 1952July 19, 1952, ch. 950, 66 Stat. 798
  2. 1982Pub. L. 97–247, § 5, , 96 Stat. 319
  3. 1994Pub. L. 103–465, title V, § 532(b)(3), , 108 Stat. 4986
  4. 1999Pub. L. 106–113, div. B, § 1000(a)(9) [title IV, §§ 4732(a)(10)(A), 4801(a)], , 113 Stat. 1536, 1501A–582, 1501A–588
  5. 2002Pub. L. 107–273, div. C, title III, § 13206(b)(1)(B), , 116 Stat. 1906
  6. 2011Pub. L. 112–29, §§ 3(e)(2), 4(a)(3), (d), 20(j), , 125 Stat. 287, 295, 296, 335
  7. 2012Pub. L. 112–211, title I, § 102(3), title II, § 201(a), , 126 Stat. 1531, 1533.
Show as published

(July 19, 1952, ch. 950, 66 Stat. 798; Pub. L. 97–247, § 5, , 96 Stat. 319; Pub. L. 103–465, title V, § 532(b)(3), , 108 Stat. 4986; Pub. L. 106–113, div. B, § 1000(a)(9) [title IV, §§ 4732(a)(10)(A), 4801(a)], , 113 Stat. 1536, 1501A–582, 1501A–588; Pub. L. 107–273, div. C, title III, § 13206(b)(1)(B), , 116 Stat. 1906; Pub. L. 112–29, §§ 3(e)(2), 4(a)(3), (d), 20(j), , 125 Stat. 287, 295, 296, 335; Pub. L. 112–211, title I, § 102(3), title II, § 201(a), , 126 Stat. 1531, 1533.)

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