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Title 38 — Veterans’ Benefits

Part IV · Chapter 61 — Penal and Forfeiture Provisions

§ 6101. Misappropriation by fiduciaries

Statutory text

(a)

Whoever, being a fiduciary (as defined in section 5506 of this title) for the benefit of a minor, incompetent, or other beneficiary under laws administered by the Secretary, shall lend, borrow, pledge, hypothecate, use, or exchange for other funds or property, except as authorized by law, or embezzle or in any manner misappropriate any such money or property derived therefrom in whole or in part and coming into such fiduciary’s control in any manner whatever in the execution of such fiduciary’s trust, or under color of such fiduciary’s office or service as such fiduciary, shall be fined in accordance with title 18, or imprisoned not more than five years, or both.

(b)

Any willful neglect or refusal to make and file proper accountings or reports concerning such money or property as required by law shall be taken to be sufficient evidence prima facie of such embezzlement or misappropriation.

Legislative history

Reconstructed from this section’s Code source credit and amendment notes, resolved against the local Statutes at Large. Editorial notes are evidence, not the law that made the change.

  1. Pub. L. 85–857 · 72 Stat. 1105

    Enacted · 38 U.S.C. § 6101

    Pub. L. 85–857, Sept. 2, 1958, 72 Stat. 1239, § 3501

    Source evidence

    Code source credit
    Pub. L. 85–857, Sept. 2, 1958, 72 Stat. 1239, § 3501

  2. Pub. L. 99–576 title VII § 701(82) · 100 Stat. 3248

    1. Substituted · 38 U.S.C. § 6101(a)

      Pub. L. 99–576 substituted “a claimant’s” for “his” in three places

    2. Substituted · 38 U.S.C. § 6101(a)

      Pub. L. 99–576 substituted “such fiduciary’s” for “his” in three places

    Source evidence

    Code amendment note
    Subsec. (a). Pub. L. 99–576 substituted “a claimant’s” for “his” before “estate”, and “such fiduciary’s” for “his” in three places.

    Enacted provision · exact public law section
    (82) Section 3501 is amended— (A) by striking out “his” the first place it appears and inserting in lieu thereof “a claimant’s”; and (B) by striking out “his” the second, third, and fourth places it appears and inserting in lieu thereof “such fiduciary’s”.

  3. Department of Veterans Affairs Health-Care Personnel Act of 1991

    Pub. L. 102–40 title IV § 402(b)(1) · 105 Stat. 187

    Changed · 38 U.S.C. § 6101

    Pub. L. 102–40 renumbered section 3501 of this title as this section

    Source evidence

    Code amendment note
    Pub. L. 102–40 renumbered section 3501 of this title as this section.

    Enacted provision · exact public law section
    (1) Each section contained in any of chapters 51, 53, 55, 57, 59, 61, 71, 72, 76, 78 (as redesignated by subsection (a)), 81, 83, and 85 is redesignated so that the first two digits of the section number of that section are the same as the chapter number of the chapter containing that section.

  4. Pub. L. 102–54 § 14(d)(7) · 105 Stat. 267

    Substituted · 38 U.S.C. § 6101(a)

    Pub. L. 102–54 amended subsec. (a) as in effect immediately before the enactment of Pub. L. 102–40 by substituting “in accordance with title 18” for “not more than $2,000”

    Target inherited from the preceding amendment note.

    Source evidence

    Code amendment note
    Pub. L. 102–54 amended subsec. (a) as in effect immediately before the enactment of Pub. L. 102–40 by substituting “in accordance with title 18” for “not more than $2,000”.

    Enacted provision · exact public law section
    (d) Chapters 51 Through 61 of Title 38.— Part IV of such title (as in effect immediately before the enactment of the Department of Veterans Affairs Health-Care Personnel Act of 1991) is amended as follows: (1) Section 3004 is amended— (A) by striking out “(1)” after “(a)”; (B) by striking out “(2)” and inserting in lieu thereof “(b)”; (C) by striking out “paragraph (1) of this subsection” and inserting in lieu thereof “subsection (a)”; and (D) by striking out “(A)” and “(B)” and inserting in lieu thereof “(1)” and “(2)”, respectively. (2) Section 3101(d) is amended by striking out “the Internal 38 USC 5301. Revenue Code of 1954” and inserting in lieu thereof “the Internal Revenue Code of 1986”. (3) Section 3116 is amended— (A) by striking out “Within ninety days after the date of the enactment of this section, the” in subsection (a)(1) and inserting in lieu thereof “The”; (B) by striking out subsection (b); and (C) by redesignating subsection (c) as subsection (b). (4) Section 3305 is amended— (A) in subsection (c), by striking out “the date of the enactment of this section,” in paragraphs (1) and (2) and inserting in lieu thereof “October 7, 1980,”; and (B) in subsection (d)— (i) in the first sentence of paragraph (1), by striking out “Not later than 180 days after the date of the enactment of this section, the” and inserting in lieu thereof “The”; (ii) in the second sentence of paragraph (1), by striking out “such enactment date” and inserting in lieu thereof “October 7, 1980,”; (iii) in the third sentence of paragraph (1)— (I) by striking out “existing”; and (II) by inserting “in existence on October 7, 1980” after “such programs”; and (iv) in paragraph (2), by striking out “After the date on which such regulations are first prescribed, no activity shall be considered” and inserting in lieu thereof “An activity may not be considered”. (5) (A) Section 3311 is amended to read as follows: 38 USC 5711. “§ 3311. Authority to issue subpoenas “(a) For the purposes of the laws administered by the Secretary, the Secretary, and those employees to whom the Secretary may delegate such authority, to the extent of the authority so delegated, shall have the power to— “(1) issue subpoenas for and compel the attendance of witnesses within a radius of 100 miles from the place of hearing; “(2) require the production of books, papers, documents, and other evidence; “(3) take affidavits and administer oaths and affirmations; “(4) aid claimants in the preparation and presentation of claims; and “(5) make investigations and examine witnesses upon any matter within the jurisdiction of the Department. “(b) Any person required by such subpoena to attend as a witness shall be allowed and paid the same fees and mileage as are paid witnesses in the district courts of the United States.”. (B) The item relating to such section in the table of sections at the beginning of chapter 57 is amended to read as follows: “ 3311. Authority to issue subpoenas.”. (6) (A) Section 3313 is amended by striking out “subpena” both 38 USC 5713. places it appears in the text and inserting in lieu “subpoena”. (B) The heading of such section is amended to read as follows:

  5. Pub. L. 102–83 § 4(a)(1) · 105 Stat. 378

    Substituted · 38 U.S.C. § 6101(a)

    Pub. L. 102–83 substituted “administered by the Secretary” for “administered by the Veterans’ Administration”

    Source evidence

    Code amendment note
    Subsec. (a). Pub. L. 102–83 substituted “administered by the Secretary” for “administered by the Veterans’ Administration”.

    Enacted provision · exact public law section
    (1) Title 38 is amended by striking out “administered by the Veterans’ Administration” each place it appears and inserting in lieu thereof “administered by the Secretary”.

  6. Veterans’ Benefits Improvements Act of 1994

    Pub. L. 103–446 title XII § 1201(e)(17) · 108 Stat. 4645

    Inserted · 38 U.S.C. § 6101(a)

    Pub. L. 103–446 inserted a comma after “title 18”

    Source evidence

    Code amendment note
    Subsec. (a). Pub. L. 103–446 inserted a comma after “title 18”.

    Enacted provision · exact public law section
    (17) Section 6101(a) is amended by inserting a comma after “title 18”.

  7. Veterans Benefits Improvement Act of 2004

    Pub. L. 108–454 § 501(c) · 118 Stat. 3598

    Substituted · 38 U.S.C. § 6101(a)

    Pub. L. 108–454, § 501(c), substituted “fiduciary (as defined in section 5506 of this title) for the benefit of a minor, incompetent, or other beneficiary under laws administered by the Secretary,” for “guardian, curator, conservator, committee, or person legally vested with the responsibility or care of a claimant or a claimant’s estate, or any other person having charge and custody in a fiduciary capacity of money heretofore or hereafter paid under any of the laws administered by the Secretary for the benefit of any minor, incompetent, or other beneficiary,”

    Source evidence

    Code amendment note
    Subsec. (a). Pub. L. 108–454, § 501(c), substituted “fiduciary (as defined in section 5506 of this title) for the benefit of a minor, incompetent, or other beneficiary under laws administered by the Secretary,” for “guardian, curator, conservator, committee, or person legally vested with the responsibility or care of a claimant or a claimant’s estate, or any other person having charge and custody in a fiduciary capacity of money heretofore or hereafter paid under any of the laws administered by the Secretary for the benefit of any minor, incompetent, or other beneficiary,”.

    Enacted provision · exact public law section
    (c) Conforming Amendment to Section 6101.— Section 6101(a) is amended by striking “guardian, curator,” and all that follows through “beneficiary,” and inserting “fiduciary (as defined in section 5506 of this title) for the benefit of a minor, incompetent, or other beneficiary under laws administered by the Secretary,”.

    Effective date note
    Amendment by Pub. L. 108–454 effective on the first day of the seventh month beginning after Dec. 10, 2004, see section 507(a) of Pub. L. 108–454, set out as an Effective Date of 2004 Amendment note under section 5312 of this title.

7 of 8 references resolved to an enrolled provision · 1 partial

Editorial Notes

Amendments1986–2004 · 4 rounds

2004

Subsec. (a). Pub. L. 108–454, § 501(c), substituted “fiduciary (as defined in section 5506 of this title) for the benefit of a minor, incompetent, or other beneficiary under laws administered by the Secretary,” for “guardian, curator, conservator, committee, or person legally vested with the responsibility or care of a claimant or a claimant’s estate, or any other person having charge and custody in a fiduciary capacity of money heretofore or hereafter paid under any of the laws administered by the Secretary for the benefit of any minor, incompetent, or other beneficiary,”.

1994

Subsec. (a). Pub. L. 103–446 inserted a comma after “title 18”.

1991

Pub. L. 102–40 renumbered section 3501 of this title as this section.

Subsec. (a). Pub. L. 102–83 substituted “administered by the Secretary” for “administered by the Veterans’ Administration”.

Pub. L. 102–54 amended subsec. (a) as in effect immediately before the enactment of Pub. L. 102–40 by substituting “in accordance with title 18” for “not more than $2,000”.

1986

Subsec. (a). Pub. L. 99–576 substituted “a claimant’s” for “his” before “estate”, and “such fiduciary’s” for “his” in three places.

Statutory Notes and Related Subsidiaries

Effective Date of 2004 Amendment

Amendment by Pub. L. 108–454 effective on the first day of the seventh month beginning after , see section 507(a) of Pub. L. 108–454, set out as an Effective Date of 2004 Amendment note under section 5312 of this title.

Credits

1958–2004 · 7 acts
  1. 1958Pub. L. 85–857, , 72 Stat. 1239, § 3501
  2. 1986Pub. L. 99–576, title VII, § 701(82), , 100 Stat. 3298
  3. 1991renumbered § 6101, Pub. L. 102–40, title IV, § 402(b)(1), , 105 Stat. 238
  4. 1991Pub. L. 102–54, § 14(d)(7), , 105 Stat. 286
  5. 1991Pub. L. 102–83, § 4(a)(1), , 105 Stat. 403
  6. 1994Pub. L. 103–446, title XII, § 1201(e)(17), , 108 Stat. 4686
  7. 2004Pub. L. 108–454, title V, § 501(c), , 118 Stat. 3618.
Show as published

(Pub. L. 85–857, , 72 Stat. 1239, § 3501; Pub. L. 99–576, title VII, § 701(82), , 100 Stat. 3298; renumbered § 6101, Pub. L. 102–40, title IV, § 402(b)(1), , 105 Stat. 238; Pub. L. 102–54, § 14(d)(7), , 105 Stat. 286; Pub. L. 102–83, § 4(a)(1), , 105 Stat. 403; Pub. L. 103–446, title XII, § 1201(e)(17), , 108 Stat. 4686; Pub. L. 108–454, title V, § 501(c), , 118 Stat. 3618.)

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